SMCR jobs in UNITED KINGDOM, United Kingdom

Our client is recruiting for an AVP SMCR Specialist to join their growing team who will be based in London. The AVP... SMCR specialist will be required to: To keep the required SMR documentation up to date. To maintain and keep current...

Michael Page

SMCR Operations Manager Permanent Up to £85,000 Office Location: Central London Hybrid working: 2 days per week in... of an SMCR Specialist to act as the firms SME in this area. The organisation is in an exciting period of its history...

Oakleaf Partnership

such as OCR and RPA. This is an SMCR role and is a key leader in the business sitting on the Operational Management Team... line with Siemens compliance framework, SMCR and regulatory environment. · Providing summary overview of Operations...

Siemens

. policy and process reviews, SMCR, Data Subject Access Requests (DSARs), Whistleblowing etc. Provide support to the wider HR...

Frazer Jones

him discharge his responsibilities as SMF1, under the SMCR regime. Examples of tasks: develop the CEO report for the Board..., review the SMF 1 SMCR report for TRPIL & TRPUK, participate in new and existing regulatory driven projects (e.g. UK Consumer...

T. Rowe Price

and Certification Regime (SMCR) in the UK, and Jersey Financial Services Commission (JFSC) rescreening in Jersey. Keep all stakeholders..., including the SMCR Lead and UK Senior Compliance Manager, informed of progress and any issues or concerns. Manage the monthly...

Aztec Group

, or concerns to the Head of Compliance as appropriate Assist Head of Compliance with annual Certification process under SMCR...

IDEX Consulting

under SMCR, you must accept responsibility and demonstrate an understanding for the regulatory aspects and framework of the FCA...

Close Brothers Group

and productivity. Be the point of escalation for any regulatory breaches, such as conduct rules or wider SMCR escalations. Prepare..., such as, GDPR, SMCR. Proven success working in a fast-paced, high-pressure environment and self-sufficient. Strong collaboration...

Willis Towers Watson

knowledge of financial services capability and competence landscape, the Senior Manager & Certification Regime (SMCR), and the...

Sainsbury's

and productivity. Be the point of escalation for any regulatory breaches, such as conduct rules or wider SMCR escalations. Prepare..., such as, GDPR, SMCR. Proven success working in a fast-paced, high-pressure environment and self-sufficient. Strong collaboration...

Willis Towers Watson

applicable to Investments firms, including MiFID and AIFMD. Detailed knowledge of SMCR, Conduct of Business, AML and Market...

InterQuest Group

this role the individual will have the opportunity to further their regulatory knowledge of SMCR/MiFID II and further... within Human Resources. What will you do? Senior Manager & Certification Regime (SMCR) Manage the weekly FCA Directory upload...

Royal Bank of Canada

projects. Knowledge of FCA rules including of the handbook, SMCR, FSMA, COBS, Consumer Duty, MAR are essential and knowledge...

Taylor Root

outsourced payroll provider Work with the HR System Manage SMCR Manage onboarding & offboarding, including contract generation... working in financial services and SMCR High attention to detail Strong stakeholder management and relationship building...

Frazer Jones

contemporary technology and digital transformation. What makes you stand out: SMCR (Senior Managers and Certification Regime...

Marsh McLennan

and know your customer regulations. Managing the complete SMCR process for new promotions, new joiners, and the annual...

Eames Consulting