SMCR jobs in UNITED KINGDOM, United Kingdom #2

of crypto business. Knowledge of UK financial regulations environment guidelines (MiFID II, MAR, MiFIR, SMCR, IFPR, CASS...

across Davies UK&I, whether under the FCA SMCR regime or the SRA (or equivalent) legal regulatory regime, for example SMF16 or COLP..., including but not limited to FCA or SRA or equivalent and ideally having held formal SMCR or SRA regulated functions roles...

knowledge and understanding of UK regulations including, but not limited to, the FCA/PRA Handbook, PSD2, SMCR, MIFID 2, EMIR...

) for the purposes of the UK SMCR. How You'll Help Take US There Serve as a trusted advisor to the EMEA & APAC leadership... entities under SMCR scope Active member of the EMT (EMEA & APAC Management Team) What You Can Expect from Us Central...

. Support the SMCR Regime by closely working with HR and submit FCA Connect forms and Directory Persons as required. Support... firms reporting, notifications and SMCR requirements. Ability to analyse the FCA returns from across the business to ensure...

Authority’s Senior Managers and Certification Regime (SMCR). This means that we’ll need to complete some regulatory background... you remain ‘fit and proper’ and competent to carry out your role. We’ll provide training on what holding a SMCR role means when...

crime risk assessment, FCA reporting relating to AML/CTF and other related processes. SMCR -The candidate will support the... compliance function in the maintenance of the firm's SMCR Compliance Framework. Including assessing and advising on appropriate...

projects. Knowledge of FCA rules including of the handbook, SMCR, FSMA, COBS, Consumer Duty, MAR are essential and knowledge...

management of the Senior Managers Certification Regime (SMCR), reporting of compliance breaches and action plan management...

’s Senior Managers and Certification Regime (SMCR). This means that we’ll need to complete some regulatory background checks... and proper’ and competent to carry out your role. We’ll provide training on what holding a SMCR role means when...

development. SMCR Regulatory Responsibility Under the FCA’s Senior Manager & Certification Regime (SMCR) this role is deemed...

company policies and procedures in line with UK employment law Maintaining the FCA compliance trackers including SMCR...

of all activities undertaken and work with Legal and the Senior Team to ensure SMCR rules & regulations are adhered to HR...

issues arising, and applying the rules to business and operational models, including SMCR, CASS and MIFIR. Responding...

a regulatory, risk, audit or management position within a financial services environment; Demonstrable experience of SMCR, MIFID...

. policy and process reviews, SMCR, Data Subject Access Requests (DSARs), Whistleblowing etc. Provide support to the wider HR...

and Certification Regime (SMCR) in the UK, and Jersey Financial Services Commission (JFSC) rescreening in Jersey. Keep all stakeholders..., including the SMCR Lead and UK Senior Compliance Manager, informed of progress and any issues or concerns. Manage the monthly...