SMCR jobs in LONDON, United Kingdom

Our client is recruiting for an AVP SMCR Specialist to join their growing team who will be based in London. The AVP... SMCR specialist will be required to: To keep the required SMR documentation up to date. To maintain and keep current...

SMCR Operations Manager Permanent Up to £85,000 Office Location: Central London Hybrid working: 2 days per week in... of an SMCR Specialist to act as the firms SME in this area. The organisation is in an exciting period of its history...

applicable to Investments firms, including MiFID and AIFMD. Detailed knowledge of SMCR, Conduct of Business, AML and Market...

this role the individual will have the opportunity to further their regulatory knowledge of SMCR/MiFID II and further... within Human Resources. What will you do? Senior Manager & Certification Regime (SMCR) Manage the weekly FCA Directory upload...

projects. Knowledge of FCA rules including of the handbook, SMCR, FSMA, COBS, Consumer Duty, MAR are essential and knowledge...

across compliance, legal, SMCR approved and certified functions to ensure that regulatory matters and notifications are appropriately...

regulatory obligations under the Senior Manager and Certification Regime (SMCR) Provide hands-on guidance, support... and monitoring on all aspects of SMCR to ensure CIB meet Group and FCA expectations regarding the Certified population identification...

outsourced payroll provider Work with the HR System Manage SMCR Manage onboarding & offboarding, including contract generation... working in financial services and SMCR High attention to detail Strong stakeholder management and relationship building...

and know your customer regulations. Managing the complete SMCR process for new promotions, new joiners, and the annual...

required framework under SMCR. Ensuring collaboration between the People and Culture, Compliance and Company Secretarial teams to ensure... timely completion of SMCR related tasks. Supporting the ongoing regulatory requirements (e.g. regulatory applications...

from the Deputy Company Secretary. Financial Services experience, including an understanding of the SMCR regime (desirable...

from the Deputy Company Secretary. Financial Services experience, including an understanding of the SMCR regime (desirable...

and SMCR regulations knowledge would be highly desirable) Excellent self-management i.e., the ability to work independently...

’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime (SMCR.... We’ll provide training on what holding a SMCR role means when you join us and annually thereafter. Aviva...

regulatory developments and proposing changes to systems and controls. Undertaking recordkeeping obligations for SMCR.... Conducting ad hoc analysis, reporting, and monitoring as requested. Supporting SMCR-related projects to enhance or develop...

and know your customer regulations. Managing the complete SMCR process for new promotions, new joiners, and the annual...

FCA Handbook including AIFMD, SMCR, MIFID II, IFPRU, and the financial promotions regime under COBS 4 and Consumer Duty...