SMCR jobs in LONDON, United Kingdom #2

and know your customer regulations. Managing the complete SMCR process for new promotions, new joiners, and the annual...

FCA Handbook including AIFMD, SMCR, MIFID II, IFPRU, and the financial promotions regime under COBS 4 and Consumer Duty...

FCA Handbook including AIFMD, SMCR, MIFID II, IFPRU, and the financial promotions regime under COBS 4 and Consumer Duty...

’s Senior Managers and Certification Regime (SMCR). This means that we’ll need to complete some regulatory background checks... and proper’ and competent to carry out your role. We’ll provide training on what holding a SMCR role means when...

(SMCR). This means that we’ll need to complete some regulatory background checks on you before you take up your role... your role. We’ll provide training on what holding a SMCR role means when you join us and annually thereafter. Aviva...

and activities across the Bank, as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR...

requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints...

, as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable...

requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints...

requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints...

compliance requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers...

governance professional. The role is designated certified under SMCR. It is intended that the successful candidate...

requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints...

and activities across the Bank, as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR...

Dealing, SMCR Ad hoc compliance and AML projects Please get in touch with Emily Hamburg if you are interested on emily...

. Governance Support and co-ordination around Distribution Controls, include, but are not limited to: 1. SMCR - Ensuring...

Regime (SMCR) - A good understanding of complaint handling rules - The ability and willingness to learn new skills...