SENIOR COMPLIANCE MONITORING OFFICER jobs in LONDON, United Kingdom

, apply now. Home Vacancy Description : Senior Compliance Monitoring Officer 019023 Lisa Tompkins... Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line..., conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance’s Monitoring Plan (CMP). Proven...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes... understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the...

a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the... where business transacted. Provide compliance management information to senior management to ensure best practice is adhered...

At Talbot, we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client... is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...

relationships at all levels in delivering pragmatic and proportionate compliance support, monitoring and training solutions A good... choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance...

to review inherent and residual compliance risk exposure; Prepare and make reports to senior management and legal entity... officer role, with investment management compliance experience strongly preferred Knowledge of the financial markets, notably...

, as well as advising and liaising with lawyers and staff across the firm. The Senior Compliance Officer will be involved in various..., a well known Global law firm based in the city has a vacancy for an experienced Compliance Officer. The Compliance Team currently...

as well as coordinating and monitoring the effectiveness of compliance support for the designated Banking business within the framework of the...Job Description: Overall purpose of the role. The incumbent will act as a senior member of the Business...

Compliance, to join our high-performing UK Risk and Compliance team. You will report to the PPUK Chief Compliance & Risk Officer.... Job Description Summary: PayPal UK Limited (“PPUK”) is seeking an experienced, dynamic, innovative, and execution driven Senior Manager, UK...

effectively through the complexity of the regulatory environment. This is a senior role within the Compliance Team, reporting... matters, and supporting the Head of Compliance to create and maintain an environment in which senior management and the...

Job Description We are seeking a dedicated and compassionate Senior Probation Officer to join our team in Haringey..., London. As a Senior Probation Officer, you will play a crucial role in the criminal justice system by working...

, providing analysis and reports as required. o Implement a consistent and robust approach for recording and monitoring... attendance, ensuring compliance with Tier 4 requirements, with responsibility for Tier 4 reporting to the appropriate team...