HEAD OF REGULATORY CONTROLS jobs in LONDON, United Kingdom

In this role you will be responsible for managing a team of 4 regulatory reporting managers across CTI globally... each of which has regulatory specialists/analysts reporting to them (oversee a department of 19 in total). You will deliver on the transaction...

that regulatory analysis of new products and services are performed and well-documented, and that related controls are implemented... of the regulatory requirements and Regulators' expectations around them. This is a first line Product Compliance team lead...

and surveillance reports and MI to the Head of Regulatory Compliance and the Compliance Committee. Contribute to the resolution... to lead our Surveillance and Controls Unit. In this role, you will be responsible for developing, implementing, and overseeing...

and a desire to learn and collaborate to your work, this could be the boost your career deserves. Head of Financial Reporting... with Group Finance timetables and standards are met Overseeing the production of group statutory and regulatory reporting...

effective management of technology risks and controls, liaising with all Technology departments and some business functions... this role, you will be responsible for IT Risk, Controls and Secury by Design across MUFG’s banking arm and Securities business...

drawdown notices. Oversight of any investor reporting (e.g. ILPA templates). • Oversight of third-party regulatory reporting... Operations team. Ownership of controls and process documentation. Qualifications Bachelor's degree with an Accounting...

level. Oversee Management Accounting including cost management, invoice controls, external audit support, tax..., and regulatory data submissions. Provide regulatory operations, including MiFID/R T+1 transaction reporting and supporting the...

an Regulatory Reporting Manager, reporting to the Global Shares Head of Client and Assets, to join our team based in Europe... Head of Client and Assets and the Head of Execution and Regulatory Services and internal stakeholders to maintain...

responsibility for keeping people safe and compliant with all regulatory, claims, and underwriting controls, we’ve got opportunities... by our Risk function. From Regulatory Liaison, Regulatory Advice and Compliance Management Information to Privacy and Data...

Job Description: Job Title: Head of Building Safety Contract Type: Fixed term for up to 10 months Salary... you to apply even if you don't meet all the essential criteria on the job description. The difference you will make as a Head of Building Safety...

Middle Office (IMOS) organization, reporting directly to the Head of Securities Services Operations. The individual... multiple regions, building and sharing best practices combined with optimal and sustainable delivery/controls framework. The...

Head of Compliance Systems & Analytics Location: London Here's what you'll be doing Lead the team responsible... are aligned with compliance stakeholders (MLRO; Regulatory Compliance; Sanctions; Compliance Operations; GDPR) and are clearly...

Group Head of Finance £Excellent six figure salary + Bonus + Benefits London (Hybrid role) THE COMPANY... everything they do. Reporting to the CFO, the Group Head of Finance is responsible for the effective day-to-day operation and oversight of the...

Head of Internal Audit, COO and Transformation Paris – France or London – United Kingdom Responsibility to lead... team and global Head of IT Audit to ensure awareness of issues relevant to the control environment of AXA XL, share...

Pro has an exciting opportunity for a Head of Compliance to join its Pro MGA Solutions team. The successful postholder... will take overall responsibility for industry and regulatory compliance in respect of the responsibilities and obligations of Pro MGA...

of necessary returns to regulatory bodies. Duties and key responsibilities Leadership, Collaboration & Line Management Support... all financial accounting systems in consultation with the Head of Reporting to ensure they are fit for purpose. Help to ensure...

processes, and ensure the implementation and appropriate controls that reflect business and regulatory requirements Facilitate... to see them all. Bring yours to Block. Job Description Square is looking for a Head of Compliance & Money Laundering Reporting...