HEAD OF REGULATORY CONTROLS jobs in LONDON, United Kingdom #5

identifies and manages operational, regulatory, and reputational risks. In support of operational excellence, we play a key role... our business in an ever-changing global landscape. Reporting to the Head of Control Management for our Wealth Management...

controls frameworks to ensure regulatory and internal compliance. The role will report directly into the Head of Operations... of change and improvement. The successful candidate will support the Head of Operations in the Chubb Global Markets (CGM...

plans. Quality monitoring and ensuring adherence to existing controls frameworks to ensure regulatory and internal... and improvement. The Change and Controls Manager will support the Operations Manager across 2 core areas: * Implementation of Target...

offering through a unique multi-channel approach, built on strong regulatory infrastructure and led by a highly experienced... will report into the Head of Balance Sheet Control and will provide support in: Engaging a variety of stakeholders across the...

. This position reports directly to the Head of IPB United Kingdom (UK) Compliance who reports into the Regional Head of UK Compliance... as well as the Global Head of IPB Compliance. You will be involved in all aspects of Compliance work for IPB UK, including advice...

and regulatory controls. Review these processes looking for ways to improve and automate. - Assist the Global head of eTrading... remediation of identified issues. Responsibilities: - Assist the Global Head of GDM eTrading and the GDM Desk Heads in the...

from our head off in the City of London with hybrid working arrangements offered. You will develop business relationships... of regulatory expectations across its product governance obligations at first line. You’ll support the business in the assessment...

to the Reinsurance Technical Operations Lead and the Head of Underwriting Support. While this role is situated in London... of Business leaders Help ensure our underwriting is in compliance with operational regulatory matters, such as TRIA, GAREAT...

where appropriate and input into and follow-up on CAPAs to address non-conformances. Work closely with the Head of Medical Strategy... remedial plans. Lead in the management of compliance processes and key controls including reporting on Key Performance...

to: Chief Financial Officer Direct Reports: Head of Compliance, Paralegal About Hometree Join Hometree Group and be at the... such as heat pumps, solar panels, batteries, EV chargers, and smart controls. This innovative approach is not just...

, and reliant on renewable sources such as heat pumps, solar panels, batteries, EV chargers, and smart controls. This innovative... of People & Culture. (1 hr) Stakeholder Interview: Spend time with our Director of Product and Head of Finance to explore...

with our CCO and BMX colleagues, with regulatory compliant products. This role reports into our Head of Variable Savings Customer... that works in partnership with the Head of Customer Connections to deliver the commercial results of the organisation driven...

is a key leadership role that works in partnership with the Head of Customer Solutions to deliver the commercial results of the...; oversee risk decisions related to regulatory compliance; the delivery of customer led experiences, products and solutions in...

. Ensure controls and regulatory requirements are met. Respect, value, and promote diversity and inclusion of ideas, people... to alignment and delivery by actively engaging leadership and establishing relevant cadences/routines. Work closely with Head...

annual growth of over 300%. With a head-office in London Bridge, but a team of over 60 spread out across the country... of robust operational CASS controls. Support projects and new product launches, providing CASS guidance. Provide strategic...

they are and what they contribute. To learn more about CIBC, please visit JOB PURPOSE The Director, Regulatory Change Management..., will be responsible for leading the implementation of regulatory change projects and initiatives for CIBC Capital Markets across Europe...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates... within its regulatory requirements, remains within stated Marex risk appetites, maintains good conduct, drives a strong culture and positive...