HEAD OF REGULATORY CONTROLS jobs in LONDON, United Kingdom #7

and oversee control systems to prevent violations of regulations and internal policies Evaluate the efficiency of controls... issues and provide advice or training Keep abreast of regulatory developments within or outside of the company...

. This role will report to the Head of People for their day-to-day delivery, with oversight and input from our Lead Network... operational alignment). Mission Provide seamless IT support, manage financial and budgetary controls, and build an environment...

KRI’s. Identify, set and maintain Customer Outcomes risk controls across Starr entities. Develop & maintain appropriate...-ordinate and prepare regulatory complaints returns (e.g. Lloyd’s eligible complainant return and FCA RMAR). Review proposed...

and external regulatory bodies as appropriate head of compliance |Investment Banking The successful Chief Compliance Officer... efficiency of controls and improve them continuously Revise procedures, reports, etc. periodically to identify hidden risks...

tax accounting projects and support the Head of Accounting on transactions and Group tax planning and implementation... regulations Ensuring and maintaining the standard of all documentation for the department's systems, controls, policies...

and support the Head of Delegated in overseeing external regulatory compliance. To be consider for this position... review of the audit panel. In addition, you’ll maintain internal quality assurance controls within the delegated function...

. You will work alongside the Head of Governance assessing the effectiveness of policies and procedures and associated controls... designed to mitigate risk, and reporting of relevant MI. The role includes an ongoing assessment of regulatory developments...

Finance Systems at South Pole, working closely with the finance team and the Head of Digital Transformation, business analysts... systems comply with all relevant regulatory requirements and internal policies. Develop and maintain documentation for system...

Functions in the UK and International offices. The individual will report into the Head of Non-Financial Risk, Asset... recommendations to address control weaknesses, monitor the implementation progress of the enhanced controls. Review the roll out...

. Key tasks * Act as a deputy to the Head of Compliance in the delivery of Asta’s compliance plan, including associated... reports including regarding Sanctions, TOBAs, Conduct Risk and Complaints. Review and analyse regulatory changes, providing...

within the regulatory and legal framework. It is responsible for the establishment and maintenance of effective systems... and controls to protect clients’ assets and to mitigate the risk that MUFG might be used to further financial crime. MAIN PURPOSE...

regulatory frameworks. Contributing to the establishment of new controls, enhancement and automation of existing reconciliation... front office and clients. Report and escalate issues timely to the Head of the team as well as relevant senior management...

. For more information visit Role Summary Supporting the Head of Prime Services and Continental Europe Compliance in ensuring the Marex... Group adheres to and operates within its regulatory requirements, remains within stated Marex risk appetites, maintains good...

regulatory frameworks. Contributing to the establishment of new controls, enhancement and automation of existing reconciliation... front office and clients. Report and escalate issues timely to the Head of the team as well as relevant senior management...

with internal procedures and external regulatory requirements. You will offer recommendations to help the Asset & Sustainability... and challenges. Assist the Head of Capital and Asset Reporting in monitoring the financial impact of the Group's CAPEX and sales...

and controls Spread, interest rate and FX risks management Production and monitoring of the FO ALM budget Assisting in the... with counterparties Management and reporting: Reports to the Head of Medium and Long Term Funding Desk Reports to the General Manager...

Financial Controller to join their team. The head offices are based in Central London. Committed to providing excellent service... preparation and submission of statutory accounts.- Ensure compliance with UK GAAP/IFRS and other regulatory requirements...