HEAD OF REGULATORY CONTROLS jobs in LONDON, United Kingdom #8

within the regulatory and legal framework. It is responsible for the establishment and maintenance of effective systems... and controls to protect clients’ assets and to mitigate the risk that MUFG might be used to further financial crime. MAIN PURPOSE...

. For more information visit Role Summary Supporting the Head of Prime Services and Continental Europe Compliance in ensuring the Marex... Group adheres to and operates within its regulatory requirements, remains within stated Marex risk appetites, maintains good...

with internal procedures and external regulatory requirements. You will offer recommendations to help the Asset & Sustainability... and challenges. Assist the Head of Capital and Asset Reporting in monitoring the financial impact of the Group's CAPEX and sales...

and controls Spread, interest rate and FX risks management Production and monitoring of the FO ALM budget Assisting in the... with counterparties Management and reporting: Reports to the Head of Medium and Long Term Funding Desk Reports to the General Manager...

. About the Role We are seeking a product compliance officer based in the EMEA region ("PCO").The PCO will report to the Head...'s product and channel compliance governance framework. - Conduct regulatory assessments of new product solutions to identify...

standards and regulatory requirements across the group. A key part of this role will involve strategic financial planning... to develop financial systems, processes and controls across the group Overseeing day-to-day financial management of all Group...

working as a Compliance Officer with a growing sustainable financial services firm. Working closely with the Head... of Compliance managing all aspects of Compliance Supporting and advising senior management on relevant regulatory developments...

in Santander London Branch as experienced Credit Risk Audit Manager. Reporting directly to the Head of Credit Internal... Audit, you will play a key role in multiple assurance activities to assess controls and risks. Join us to be part of the...

of Operations department processes, systems and controls. In time, to review and development branch policies and procedures related... both personal and branch KPI’s as from time to time set by Management. Constant adherence to Regulatory requirements and guidelines...

-related controls as and when required under the guidance of the Team Lead In respect of AML and CTF, review regulatory... risks within the Bank are identified, managed or mitigated. It establishes and maintains the Bank's regulatory...

which undertake periodic and targeted monitoring and testing review of CSUK Business to provide assurance that processes and controls... are operating as intended. We are close partners to the business to reinforce the compliance culture. The team report into the Head...

they are effective, up-to-date and in line with industry practices and regulatory expectations Independently oversee the 1LoD execution... process and controls Develop and maintain a holistic and independent view of the operational risk profile and the internal...

from our head off in the City of London with hybrid working arrangements offered. You will develop business relationships... of regulatory expectations across its product governance obligations at first line. You’ll support the business in the assessment...

. Ensure controls and regulatory requirements are met. Respect, value, and promote diversity and inclusion of ideas, people... to alignment and delivery by actively engaging leadership and establishing relevant cadences/routines. Work closely with Head...

to: Chief Financial Officer Direct Reports: Head of Compliance, Paralegal About Hometree Join Hometree Group and be at the... such as heat pumps, solar panels, batteries, EV chargers, and smart controls. This innovative approach is not just...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates... within its regulatory requirements, remains within stated Marex risk appetites, maintains good conduct, drives a strong culture and positive...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates... within its regulatory requirements, remains within stated Marex risk appetites, maintains good conduct, drives a strong culture and positive...