HEAD OF REGULATORY CONTROLS jobs in LONDON, United Kingdom #6

dynamics, emerging trends, and regulatory developments impacting the Hull & War insurance market. Relationship Management... Compliance: Ensure compliance with Lloyd's & Company underwriting standards, regulatory requirements, and internal policies...

has overall responsibility for this function, and you will report directly to the Head of Compliance. The function oversees the... firm's risk management and controls framework, including implementing a companywide three line of defence model...

Management Agreements and related legal controls; Advising on legal aspects of developing new products and the implementation... of strategic and regulatory change across CCM in EMEA; Advising on regulatory risk, legal risk and other legal aspects of CCM...

Job Description: OUR IMPACT The Compliance division prevents, detects and mitigates compliance, regulatory... and part of the firm's second line of defence, Compliance assesses the firm's compliance, regulatory and reputational risk...

: Plan, manage and execute internal audits to provide assurance on the internal controls environment, governance and risk... management framework (around 100% role). Perform and lead annual JSOX / internal controls testing, system walkthroughs...

time permanent role. Key responsibilities Document appropriate controls based on regulatory needs and assessing the... required as a Direct Participant of CHAPS. You will be experienced in managing regulatory reporting projects including but not limited...

to ensure the implementation is commercial, sustainable and in line with regulatory expectations. This is a role... Support the IBR Head of Transformation and Governance in identifying critical gaps, executing gap closure in line...

, working closely with pillar SMEs; Group Head of Regulatory and Policy and Group Head of Sustainability Strategy and Engagement... into Sustainability. This role would be perfect for someone who combines good programme/project management skills with a head for process...

on range of different areas, including: Work alongside the Global D&I team to deliver our goals and key priorities. Supporting the Head... of Inclusion in developing, embedding, and maintaining of overall strategy and risk controls. Supporting the global...

on a permanent basis reporting directly to the Head of Finance. The individual will be responsible for the day to day financial... and budgeting cycles Ensuring compliance with all international regulatory requirements Lead the external auditor selection...

, managed, and cost-effective. Report non-compliance with agreed practices to the Head of HSEQ Operations. Key... Responsibilities: Risk Analysis: Work closely with the Head of HSSEW Operations, Head of Residential, and Head of Operations...

Head of Safeguarding and Client Assets to join our Treasury team. The successful candidate will be working on the buildout... on developing, managing and embedding safeguarding policies across the organisation to meet regulatory rules across multiple...

is looking for a Financial Accountant to join them. Reporting into the Head of Finance. The Client looking for a Qualified Accountant... chart of accounts. Develop and maintain of the financial policies, controls, systems, and processes and procedures...

reviews focusing on continuous improvement, ensuring each procedure puts clients first, and meets regulatory responsibility.... Work in partnership with the Head of Investment Administration and other business stakeholders to ensure best practice...

and support the Head of Delegated in overseeing external regulatory compliance. To be consider for this position... review of the audit panel. In addition, you’ll maintain internal quality assurance controls within the delegated function...

. This role will report to the Head of People for their day-to-day delivery, with oversight and input from our Lead Network... operational alignment). Mission Provide seamless IT support, manage financial and budgetary controls, and build an environment...

and oversee control systems to prevent violations of regulations and internal policies Evaluate the efficiency of controls... issues and provide advice or training Keep abreast of regulatory developments within or outside of the company...