, or concerns to the Head of Compliance as appropriate Assist Head of Compliance with annual Certification process under SMCR...
IDEX Consultingand productivity. Be the point of escalation for any regulatory breaches, such as conduct rules or wider SMCR escalations. Prepare..., such as, GDPR, SMCR. Proven success working in a fast-paced, high-pressure environment and self-sufficient. Strong collaboration...
Willis Towers Watsonapplicable to Investments firms, including MiFID and AIFMD. Detailed knowledge of SMCR, Conduct of Business, AML and Market...
InterQuest Groupand productivity. Be the point of escalation for any regulatory breaches, such as conduct rules or wider SMCR escalations. Prepare..., such as, GDPR, SMCR. Proven success working in a fast-paced, high-pressure environment and self-sufficient. Strong collaboration...
Willis Towers Watsonrequired The role will fall under the FCA SMCR regime. Skills, Capabilities and Attributes Must have extensive experience in...
Equiniti’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime (SMCR.... We’ll provide training on what holding a SMCR role means when you join us and annually thereafter. Aviva...
Avivaand SMCR regulations knowledge would be highly desirable) Excellent self-management i.e., the ability to work independently...
AvivaFCA Handbook including AIFMD, SMCR, MIFID II, IFPRU, and the financial promotions regime under COBS 4 and Consumer Duty...
Ocorian’s Senior Managers and Certification Regime (SMCR). This means that we’ll need to complete some regulatory background checks... and proper’ and competent to carry out your role. We’ll provide training on what holding a SMCR role means when...
Avivaand SMCR Client journey and digital experience Core platform selection and implementation Business architecture design...
Capco(SMCR). This means that we’ll need to complete some regulatory background checks on you before you take up your role... your role. We’ll provide training on what holding a SMCR role means when you join us and annually thereafter. Aviva...
Avivacompliance requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers...
Starling Bankrequirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints...
Starling Bank, as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable...
Starling Bank, as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable...
Starling Bankand activities across the Bank, as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR...
Starling Bankcompliance requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers...
Starling Bank