SMCR MANAGER jobs in UNITED KINGDOM, United Kingdom

ongoing regulatory deliverables of the Senior Manager and Certification Regime (SMCR). Sitting within the Conduct Office... manager focused on delivering global investment management excellence and retirement services that investors can rely...

Training & Competency Manager Industry: Financial Services Location: Birmingham Salary: Up... to £60,000 Job Reference: 7799 Job Description: Recruit UK is working on an excellent opportunity for a Training & Competency Manager in...

Eames is partnering up with a London Market Lloyd's syndicate who are looking for a Governance Manager. The... application and Fit & Proper assessments. · Deliver SMCR training. The candidate will have 5 years or more experience...

to support the compliance operations of the firm. Reporting to AEU UK's Senior Compliance Manager, the Compliance Manager... will be responsible for supporting the various credit broking and insurance propositions within the UK. The Compliance Manager...

CASS queries. Provide oversight of the maintenance of the Senior Manager and Certification Regime (SMCR) across all levels...Job Description We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance...

About the role The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group... Senior Compliance Advisory Manager will also be responsible for developing and implementing compliance training programs...

Business Development Manager (UK Retail, South West) This is a great job for someone who has relevant industry... Authority’s Senior Managers and Certification Regime (SMCR). This means that we’ll need to complete some regulatory background...

and Controls Team as Risk Manager for Finance, responsible for the effective management of the risk and compliance frameworks... management of the Senior Managers Certification Regime (SMCR), reporting of compliance breaches and action plan management...

of less than 50 employees based in the UK, looking for an experienced HR Manager to support their UK employees. This role... company policies and procedures in line with UK employment law Maintaining the FCA compliance trackers including SMCR...

UK Stewardship Portfolio Manager This is a great job for a highly motivated and experienced UK Portfolio Manager... about the job: We are looking to recruit a co-manager to work on the UK Equity portfolios. This person must have both UK mid...

to join a leading advisory firm in a Senior Manager role focusing on the financial services sector and working on risk and regulatory... governance / board effectiveness, prudential risk, SMCR, operational resilience, consumer duty requirements, culture. Excellent...

to support the compliance operations of the firm. Reporting to AEU UK's Senior Compliance Manager, the Compliance Manager... will be responsible for supporting the various credit broking propositions within the UK. The Compliance Manager will support in...

Extended Assurance - Manager - Insurance Our Financial Services Assurance practice encompasses a wide... player with a great work ethic and excellent professional skills for the role of Manager focusing on the Insurance industry...

and completing FCA reporting. Support compliance with SMCR alongside the People Team. Ensure compliance and optimization of new... of FCA requirements, specifically NNRS, NMPIs, CASS, financial promotions, and SMCR. Demonstrable experience in the retail...

and productivity. Be the point of escalation for any regulatory breaches, such as conduct rules or wider SMCR escalations. Prepare..., such as, GDPR, SMCR. Proven success working in a fast-paced, high-pressure environment and self-sufficient. Strong collaboration...

and productivity. Be the point of escalation for any regulatory breaches, such as conduct rules or wider SMCR escalations. Prepare..., such as, GDPR, SMCR. Proven success working in a fast-paced, high-pressure environment and self-sufficient. Strong collaboration...

and SMCR Client journey and digital experience Core platform selection and implementation Business architecture design...