COMPLIANCE ASSURANCE AND CONDUCT jobs in LONDON, United Kingdom

. Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...

Job Title: Information Officer - Compliance & Assurance - CTP HQ Salary: The starting salary... support to the Information Access Team (IAT) in the Compliance and Assurance (C&A) Pillar within Counter Terrorism Policing...

’s regulated activities, and driving a culture of compliance and ethical conduct in the Bank. Compliance also aims to provide...Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP...

’s regulated activities, and driving a culture of compliance and ethical conduct in the Bank. Compliance also aims to provide...Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP...

with the Bank’s regulated activities, and driving a culture of compliance and ethical conduct in the Bank. What we’ll...Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title...

compliance issues before they escalate into significant problems. ● Assurance: Provide assurance to the business that the risks... committees. Key skills and attributes: ● Experience of regulatory compliance and/or compliance monitoring or assurance...

-growing companies. We are currently looking for a highly skilled and experienced Compliance Analyst - Client Onboarding... directly to the Head of Pre-Sales Compliance. What you'll be doing: Act as the first line of defence for any inbound new...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title... has arisen in our London office for a Compliance Manager to join the Equities Compliance and Operational Risk team responsible...

providing positive assurance of the firms' compliance with its regulatory and legal obligations. The CMO (Associate) supports... to grow your career while developing personally and professionally through various resources and programmes. The Compliance...

. Partners with internal control owners and business areas to conduct walkthroughs, audit readiness exercises, assess control... and program level process/documentation. Develops customer facing materials covering topics related to security, compliance...

Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial Conduct...). Oversee the implementation by the business and effectiveness of the compliance framework and provide assurance and regular...

and collation of monthly MI that will form part of the Compliance Risk Reporting to the UK Conduct and Compliance Committee... reporting to forums such as the UK Conduct and Compliance Committee (UK CCC) Manage and execute the non-financial regulatory...

Job Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... Compliance and Operational Risk (“GCOR”) is responsible for second line coverage of technology built, bought and used by Global...

managers absence. To complete quality assurance on the work carried out by the Compliance Monitoring Officers providing... is authorised by the Financial Conduct Authority for regulated activities. Overall Purpose of Job The role of the Senior...

The Group Compliance Function’s aim is to proactively support Willis Towers Watson to generate sustainable value..., helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain...

be doing: Work closely with and assist OA department head in developing a risk and compliance strategy for the S&H archetype... that is aligned to WPP CSO and WPP IT strategies. Establish security, risk & compliance community across the range of S&H agencies...

licenses in place for their business operations Plan and perform thematic and specialist compliance and assurance reviews... across the business Manage any external compliance and assurance auditors Prepare and present regular periodic compliance...