COMPLIANCE ASSURANCE AND CONDUCT jobs in LONDON, United Kingdom #3

they will lead compliance with our conduct regulatory requirements for both our investments and payment businesses in the UK... with compliance with conduct rules and requirements relating to investment firms. This role will give you the opportunity to: Play...

-to-face UK Compliance Induction training. Advise internal stakeholders on management of potential conflicts. Conduct... overseeing Delegated Claims Authority (DCA) conduct related performance. Providing Line 2 Compliance advice and independent...

a highly skilled individual to join our team as a ESG Compliance and Reporting Officer. This role will be responsible... for identifying, auditing, tracking, and evaluating ESG issues, as well as ensuring compliance with relevant regulations and reporting...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Specialist Location: London Title... is responsible for assisting the Compliance and Operational Risk team to execute compliance and operational risk oversight...

effectively through the complexity of the regulatory environment. This is a senior role within the Compliance Team, reporting... to the Head of Compliance (SMF16), and is responsible for leading on banking, payments and general compliance advisory...

to clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related... the overarching suitability requirements of the Financial Conduct Authority Proactively contact internal clients and seek...

to clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related... the overarching suitability requirements of the Financial Conduct Authority Proactively contact internal clients and seek...

Assurance Engineers or other necessary services. Challenge contractors on non-compliance with standards and specifications...We are excited to invite applications for the position of M&E Technical Assurance Engineer for a prestigious client. In...

implement the Supplier Assurance Strategy from within Shared Services. You will manage supplier risk and compliance audits...Supplier Assurance Specialist Leeds/London Let’s see where your ideas take us. About us At Direct Line Group...

and execution of our second line of defense risk testing and has extensive knowledge of conduct, regulatory compliance and financial... will work closely with the Global Assurance team stakeholders (Compliance Officers, Risk, Governance, Internal Audit...

. Key Responsibilities: Conduct thorough audits of our processes, procedures, and documentation to assess compliance...Quality Assurance in South London! Location: South London Salary: £30,000 - £33,000 per annum Are you passionate...

Job Description: Job Title Controls Testing & Assurance Senior Testing Officer International Private Bank Location... London Corporate Title Assistant Vice President Controls Testing & Assurance (CT&A) performs regulatory prescribed...

. Key Responsibilities: Conduct thorough audits of our processes, procedures, and documentation to assess compliance...Quality Assurance in South London! Location: South London Salary: £30,000 - £33,000 per annum Are you passionate...

of this role are as follows: Scheme Compliance: Conduct comprehensive assessments based on scheme requirements to validate the... a unified approach to scheme assurance and compliance. Encourage effective teamwork and communication. Scheme Changes: Stay...

and Water Assurance Systems Manage all Technical Standards, ensuring compliance with current legislation. Support adherence... operational readiness. Conduct Technical Inspections on a monthly basis, driving compliance and continuous improvement. Conduct...

assets and safeguarding, or more broadly across our Assurance Group, where opportunities include Conduct of Business, ESG... for provision of high quality regulatory audit and other assurance services to major firms. Our team covers banking and capital...

Practice by building a new team that will provide assurance on a broader range of regulatory topics, both Conduct...Our Financial Services Assurance practice encompasses a wide range of assurance services across our different sectors...