COMPLIANCE ASSURANCE AND CONDUCT jobs in LONDON, United Kingdom #2

’s regulated activities, and driving a culture of compliance and ethical conduct in the Bank. Compliance also aims to provide...Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP...

with the Bank’s regulated activities, and driving a culture of compliance and ethical conduct in the Bank. What we’ll...Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title...

’s regulated activities, and driving a culture of compliance and ethical conduct in the Bank. Compliance also aims to provide...Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP...

-growing companies. We are currently looking for a highly skilled and experienced Compliance Analyst - Client Onboarding... directly to the Head of Pre-Sales Compliance. What you'll be doing: Act as the first line of defence for any inbound new...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title... has arisen in our London office for a Compliance Manager to join the Equities Compliance and Operational Risk team responsible...

providing positive assurance of the firms' compliance with its regulatory and legal obligations. The CMO (Associate) supports... to grow your career while developing personally and professionally through various resources and programmes. The Compliance...

. Partners with internal control owners and business areas to conduct walkthroughs, audit readiness exercises, assess control... and program level process/documentation. Develops customer facing materials covering topics related to security, compliance...

Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial Conduct...). Oversee the implementation by the business and effectiveness of the compliance framework and provide assurance and regular...

Job Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... Compliance and Operational Risk (“GCOR”) is responsible for second line coverage of technology built, bought and used by Global...

be doing: Work closely with and assist OA department head in developing a risk and compliance strategy for the S&H archetype... that is aligned to WPP CSO and WPP IT strategies. Establish security, risk & compliance community across the range of S&H agencies...

The Group Compliance Function’s aim is to proactively support Willis Towers Watson to generate sustainable value..., helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain...

and approved by the Quality Assurance Agency. The HR Operations and Compliance Specialist will lead and oversee the HR operations... policies, processes, and procedures to ensure compliance. Conduct meetings to address non-compliance issues and drive...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related...

with compliance and business colleagues Independently conduct assigned responsibilities with their section of the overall Compliance...Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the...

, and implementing remediation efforts as needed Conduct risk assessments related to regulatory compliance and develop strategies... other team members based on regulatory compliance, policies and procedures as well as findings identified as part of assurance...

they will lead compliance with our conduct regulatory requirements for both our investments and payment businesses in the UK... with compliance with conduct rules and requirements relating to investment firms. This role will give you the opportunity to: Play...

-to-face UK Compliance Induction training. Advise internal stakeholders on management of potential conflicts. Conduct... overseeing Delegated Claims Authority (DCA) conduct related performance. Providing Line 2 Compliance advice and independent...