COMPLIANCE MONITORING OFFICER jobs in LONDON, United Kingdom

assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual... Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with scoping...

Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies..., apply now. Home Vacancy Description : Senior Compliance Monitoring Officer 019023 Lisa Tompkins...

Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the... Central Monitoring Team. Their main responsibilities will include assisting the Monitoring Manager in undertaking specific...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions...

Job Title: Compliance Monitoring Officer Location: London Hybrid 2 days in the office Job Type: Full-time.... Job Description: As a Compliance Monitoring Officer at you will play a pivotal role in ensuring adherence to regulatory requirements and internal...

leader to fill the Head of Legal Services and Deputy Monitoring Officer role at Cherwell District Council's Law.... This position also presents an exciting opportunity to be involved in Monitoring Officer functions. It could be an excellent...

relationships at all levels in delivering pragmatic and proportionate compliance support, monitoring and training solutions A good... choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance...

Role Purpose The Compliance and Monitoring Officer (CMO) will be responsible for ensuring all properties within the... compliance requirements for residential lets Understanding and experience of local authority owned companies Contract...

Join us as a Compliance Officer, with a focus on sanctions and financial crime. Reporting directly to our CCO... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...

​Our Client Our client, a UK-based exchange, is currently seeking a Compliance Officer to join its London office... monitoring reviews in line with the firm's Compliance Monitoring Programme Conducting AML and KYC reviews Spearheading client...

. This will involve developing relevant local compliance policies and procedures as well as coordinating and monitoring the effectiveness... Compliance team, supporting a broad range of Advisory Compliance activities across the various business units and functional...

compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm. The Role: As the Compliance Officer... Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust...