COMPLIANCE OFFICER – ASSET MANAGEMENT jobs in LONDON, United Kingdom

compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm. The Role: As the Compliance Officer... background in Asset Management? Hydrogen Group is delighted to support our Asset Management client in search for a Compliance...

) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive... growing and well backed Asset Management firm. The Role: As Head of Compliance, you will hold a critical position in...

of this role? The Software Asset Management Officer oversees the entire lifecycle management of software within our corporate... of? Running Great Restaurant Technology The Software Asset Management Officer will operate as part of Asset and Configuration...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic... choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance...

Role Purpose The Compliance and Monitoring Officer (CMO) will be responsible for ensuring all properties within the.... Responsibilities Proactively maintain a spreadsheet database (or future asset management software which may be adopted) listing the...

Property, Surveying, Project Management & Cost Consultancy - Property & Surveying H&S Compliance Officer - Fire...? An exciting opportunity is available to work as an Asset Compliance Officer, for a Local Council in South West London. The role...

functions, is seeking to appoint an Information and Compliance Officer. The role will be a shared role with Imperial's Faculty... Faculty of Engineering. Duties and responsibilities As the Information Governance & Compliance Officer, you will work...

Join us as a Compliance Officer, with a focus on sanctions and financial crime. Reporting directly to our CCO... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...

Job Description Role Purpose The Compliance and Monitoring Officer (CMO) will be responsible for ensuring... conditions. Responsibilities Proactively maintain a spreadsheet database (or future asset management software which may...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... derivatives and Asset Management. Job Responsibilities: Provide credible, timely and risk-based advice, challenge and support...

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the..., with on-going independent and critical assessment of the First Line of Defence’s (FLOD) efforts to manage Compliance risks. The...

a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the... where business transacted. Provide compliance management information to senior management to ensure best practice is adhered...

At Talbot, we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...

, you will support the transaction and asset management activities of the fund’s equity investments business […] Location: City...: London Date: Posted 2 days ago Our client, a well-regarded asset management company specialising in blockchain...

skills Ability to work well in a team and independently An international asset management firm, based in the City...This role involves ensuring compliance with the latest regulations within the financial services industry. The...

Under Graduate Degree or equivalent Extensive working knowledge of compliance within the asset management industry Knowledge of FCA... and testing matters that require attention or action. Assisting in the preparation of management reports on EMEA's Compliance...

with a... January 25, 2024 Ref: 36818 Head of Compliance - Asset Management Are you a seasoned Compliance Professional seeking...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...