COMPLIANCE ASSURANCE AND CONDUCT jobs in United Kingdom #6

a highly skilled individual to join our team as a ESG Compliance and Reporting Officer. This role will be responsible... for identifying, auditing, tracking, and evaluating ESG issues, as well as ensuring compliance with relevant regulations and reporting...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Specialist Location: London Title... is responsible for assisting the Compliance and Operational Risk team to execute compliance and operational risk oversight...

Job Description: Job Title: EAC Compliance & Operational Risk Manager Location: London Company Overview..., driving compliance with applicable laws, rules, and regulations and adhering to policies Engages in activities to provide...

manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key... Responsibilities Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely...

manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key... Responsibilities Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely...

their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key Responsibilities... Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely and accurate...

their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key Responsibilities... Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely and accurate...

Compliance Governance Framework. In this pivotal role, you will lead a team of five members within the Compliance Assurance Team...Compliance Governance Manager Company: Morson Talent (Recruitment Agency for Severn Trent Green Power) Location...

and Compliance Analyst. The Risk and Compliance team plays an integral part in the firms business support function, ensuring... that all of the Compliance functions meet an exceptionally high standard. This team strives for excellence and it's equally important...

experience) plus a company car Andrew Farrington (Financial Crime and Assurance Manager) is on the hunt for a ‘Compliance... and Assurance Manager and the Head of Compliance as well as communicating agreed reports to key stakeholders whilst ensuring...

effectively through the complexity of the regulatory environment. This is a senior role within the Compliance Team, reporting... to the Head of Compliance (SMF16), and is responsible for leading on banking, payments and general compliance advisory...

and Compliance Analyst. The Risk and Compliance team plays an integral part in the firms business support function, ensuring... that all of the Compliance functions meet an exceptionally high standard. This team strives for excellence and it's equally important...

to clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related... the overarching suitability requirements of the Financial Conduct Authority Proactively contact internal clients and seek...

Assurance and Pension products. Knowledge of Conduct Risk and Good Customer outcomes. Strong organisational skills...Summary of Role To resolve complaints made to the firm according to the Financial Conduct Authority’s (FCA) Dispute...

to clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related... the overarching suitability requirements of the Financial Conduct Authority Proactively contact internal clients and seek...

Quality Controller / Quality Assurance Specialist Location: Harworth Salary: £30,000 - £40,000 negotiable dependant... a leading global steel and technology company is seeking a meticulous and detail-oriented Quality Controller / Quality Assurance...

Quality Controller / Quality Assurance Specialist Location: Harworth Salary: £30,000 - £40,000 negotiable dependant... a leading global steel and technology company is seeking a meticulous and detail-oriented Quality Controller / Quality Assurance...