COMPLIANCE ASSURANCE AND CONDUCT jobs in GREATER LONDON, United Kingdom

Assurance to support the governance, risk and compliance work we do with firms across the General Insurance industry. The... with more senior members of the Conduct & Prudential team. You will have experience in compliance, controls and/or risk management...

Sitting within Compliance you will support the Conduct Risk Team to enable MRSG entities to demonstrate compliance with the... new/changing regulatory requirements. Work with Conduct Risk and the wider Compliance team and business stakeholders...

across the business; Undertake Quality Assurance (QA) reviews in relation to the Conduct Risk Framework and open market...The Role Reporting into our Head of Underwriting Governance and Conduct, our Conduct Manager leads the first line...

compliance assurance. Contribute to one of the biggest changes in conduct regulation for a decade and improve our clients... the financial services sector Providing independent assurance of implementing regulatory change, and/or compliance...

initiatives to reduce processing time and enhance overall departmental performance – Quality Assurance: Conduct regular audits...We seek a dynamic and experienced Head of Compliance to lead our compliance efforts within our FCA-regulated EMI...

A detailed understanding of compliance and conduct risk within an investment management environment Strong knowledge of AIFMD... recruiting for a Senior Compliance Manager to join our Real Assets team. We’re offering a competitive base salary strong benefits...

and implement measures to mitigate identified risks. Conduct regular compliance risk assessments and audits. Training...: Oversee the compliance of third-party service providers. Conduct due diligence and ongoing monitoring of third-party...

and approved by the Quality Assurance Agency. The HR Operations and Compliance Specialist will lead and oversee the HR operations... and Implementation: Develop, monitor, and maintain HR policies, processes, and procedures to ensure compliance. Conduct meetings...

The Group Compliance Function’s aim is to proactively support Willis Towers Watson to generate sustainable value..., helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain...

and achieving across the board compliance with regulatory and statutory obligations. Role responsibility Conduct file reviews...This is an excellent opportunity for a qualified Solicitor or experienced Risk & Compliance professional...

-growing companies. We are currently looking for a highly skilled and experienced Compliance Analyst - Client Onboarding... directly to the Head of Pre-Sales Compliance. What you'll be doing: Act as the first line of defence for any inbound new...

you will work with… Quality & Compliance Vision Being ambassadors of quality and governance by promoting responsibility... against UW vision, policies and procedures. What you'll do Conduct 1LoD interaction monitoring supporting...

Transport Compliance Administrator to join our Feltham team. You will be working 48 hours a week, predominantly Monday to Friday... Workplace pension A 24/7 online GP service, life assurance and a fully comprehensive employee assistance programme Access...

on issues relating to Vertex’s Compliance program and Code of Conduct globally. Job Description The International... with Regional and Global OBIE Business Partners, the OBIE Assurance & Operations team, and the Chief Compliance Officer in enhancing...

the UK), and provide ongoing assurance of compliance with Sustainalytics policies and procedures; Provide advice... and guidance to management on matters relating to conduct and compliance, including identifying areas of compliance vulnerability...

Financial Conduct Authority in the UK. What is the role? We are now seeking a Compliance, Risk & Oversight Officer (“CROO...”) for our UK company (“Fire-UK”) who will work closely with the Risk and Compliance Officer (“RCO”) for our Irish company (“Fire-EU...

compliance testing, continuous assurance, and reporting programs within assigned region for a component of a product line..., and reporting of compliance assurance testing reviews and compliance and regulatory issue validation activities for a component...