COMPLIANCE MONITORING OFFICER jobs in United Kingdom

Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the... Central Monitoring Team. Their main responsibilities will include assisting the Monitoring Manager in undertaking specific...

Compliance Monitoring Officer Location: Gloucestershire Sector: Job type: Salary: £40000 - £50000 per annum... date: 16 May 2024 Compliance Monitoring Officer Do you have a background within financial services? Are you currently...

Role and Responsibilities Join CAE’s Civil Aviation team as Quality Assurance and Compliance Monitoring Officer Lead.... With assigned direct reports you will act as the Quality Assurance and Compliance Monitoring (QACM) team leader and provide a focal...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line..., conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance’s Monitoring Plan (CMP). Proven...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line..., conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance’s Monitoring Plan (CMP). Proven...

COMPLIANCE MONITORING OFFICER WELLINGBOROUGH (HYBRID) Our Risk and Compliance team are recruiting... for an enthusiastic and motivated Compliance Monitoring Officer. You will play a vital role in providing professional advice and assistance across the...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Monitoring Officer’ to come and join his team with this fully remote role. In role, you will operate within our Compliance... Monitoring team where you will work alongside a fellow Compliance Monitoring Officer. You will assist in providing Lookers...

and guidance on compliance matters. Benefits of a Compliance Monitoring Officer Competitive basic salary of £25,000 per annum... building events Requirements of a Compliance Officer · Ability to learn quickly, and work well under pressure · Fantastic...

Compliance Monitoring Officer-French / German Speaking Role Overview & Purpose A leading wealth management firm..., located in Manchester, is seeking a Compliance Monitoring Officer to join a newly formed European compliance team. The...

Monitoring Officer (CMO, Associate) will fully contribute to the delivery of the firm's compliance monitoring programme... and complete record keeping in alignment with the Compliance Monitoring Specification to evidence the oversight work done in...

Redmayne Bentley’s Compliance Monitoring Officers are involved in vital work ensuring that the Firm fulfils all FCA... requirements and maintains regulatory compliance. Our Compliance Monitoring team are involved in multiple areas of regulatory...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...