COMPLIANCE ASSURANCE AND CONDUCT jobs in United Kingdom #2

-growing companies. We are currently looking for a highly skilled and experienced Compliance Analyst - Client Onboarding... directly to the Head of Pre-Sales Compliance. What you'll be doing: Act as the first line of defence for any inbound new...

compliance issues before they escalate into significant problems. ● Assurance: Provide assurance to the business that the risks... committees. Key skills and attributes: ● Experience of regulatory compliance and/or compliance monitoring or assurance...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title... has arisen in our London office for a Compliance Manager to join the Equities Compliance and Operational Risk team responsible...

Working hours: Monday to Friday, 08:00-16:30 We are currently recruiting for a Compliance Auditor for our client in... Salisbury. You will be responsible for providing comprehensive auditing support to the Compliance Manager and supporting the...

lifecycle. Conduct analysis of CRM systems to assess compliance with regulations and company policies. Prepare and present... project status reports, metrics, and compliance findings to senior management and stakeholders. Implement quality assurance...

providing positive assurance of the firms' compliance with its regulatory and legal obligations. The CMO (Associate) supports... to grow your career while developing personally and professionally through various resources and programmes. The Compliance...

. Partners with internal control owners and business areas to conduct walkthroughs, audit readiness exercises, assess control... and program level process/documentation. Develops customer facing materials covering topics related to security, compliance...

for governance to ensure that any emerging risks in respect of the AR network's compliance (including from regulatory, conduct... Appointed Representative - Compliance Oversight Manager to join their team. As the Compliance Oversight Manager...

) team who are responsible for providing risk management, controls and compliance support, advice, and assurance to the CFO... including Certificate of Assurance, Compliance returns, Fraud & Bribery risk assessments. Stay abreast of regulatory...

Director of Compliance, Ethics & Risk, this role leads and facilitates adherence to the JLR Code of Conduct and other Corporate...POSITION: Group Compliance Senior Manager POSTING END DATE: 16/05/2024 LOCATION: Gaydon, Warwickshire (UK) / Hybrid...

) to provide a high level of safety and compliance assurance: Monitoring and enhancing the aviation management system (MS...This is a regional, vitally important role to maintaining and continuously improving Bristow Group’s compliance...

Identify and flow down applicable compliance requirements to the business, Provide assurance of functional audit... compliance to business management system processes, Generate business management system performance metrics output reports...

Transport Compliance Administrator to join our Feltham team. You will be working 48 hours a week, predominantly Monday to Friday... Workplace pension A 24/7 online GP service, life assurance and a fully comprehensive employee assistance programme Access...

for governance to ensure that any emerging risks in respect of the AR network’s compliance (including from regulatory, conduct... Appointed Representative - Compliance Oversight Manager to join their team. As the Compliance Oversight Manager...

Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial Conduct...). Oversee the implementation by the business and effectiveness of the compliance framework and provide assurance and regular...

This position is perfect for any Quality Assurance professional or Laboratory Technologist seeking to leverage... their expertise in a food environment focused on quality and compliance. If you are looking to grow your career in a supportive...

and collation of monthly MI that will form part of the Compliance Risk Reporting to the UK Conduct and Compliance Committee... reporting to forums such as the UK Conduct and Compliance Committee (UK CCC) Manage and execute the non-financial regulatory...