COMPLIANCE ASSURANCE AND CONDUCT jobs in United Kingdom

from maternity leave they will lead compliance with our conduct regulatory requirements for both our investments and payment... with compliance with conduct rules and requirements relating to investment firms. This role will give you the opportunity to: Play...

Audit Manager – Conduct & Compliance | S3 | Internal Audit Country: United Kingdom Interested in part-time... independent assurance and challenge the effectiveness of processes and controls across the bank and have exposure to senior...

Job Description Summary TITLE: Senior Manager SMR, Colleague Conduct & Whistleblowing Policy, Central Compliance, CCOR LOCATION(S): Edinburgh... Conduct & Whistleblowing Policy team. You'll support the head of function in developing a Conduct & Compliance centre...

. Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...

and assurance activities. The Conduct Risk Manager also brings our regulatory responsibilities to life for colleagues, role...Job Description Summary Job Description Conduct Risk Manager Permanent Location: Edinburgh (typically 2 days in...

to have 5 years compliance business partnering experience covering core areas such as T&C, ICOBS, Conduct Risk, COI, financial...Location : Flexible, UK Job Advert Role Overview – Group Conduct Officer / Business Partner Manager Location...

stakeholders. Deliver Proactive Compliance Assurance: Conduct proactive assessments of controls, identify areas for improvement... Assurance Approach Own Compliance Assurance Plan: Take ownership of the annual compliance assurance plan, utilizing a risk...

possible, together. Job Description The Associate Director- QA Compliance, will report to the Director of Supplier Management... and Auditing. This key position will conduct GMP audits of Gilead’s global suppliers with a primary focus on external biologics...

as a Senior Compliance Assurance Consultant with our Conduct & Compliance team. Who are we? We want to be the best place... and get a good understanding of how things are working. The aligned Compliance Assurance Manager provides support, guidance...

Responsibilities: Conduct timely Compliance Assurance reviews, focusing on Customer Journeys and Thematic Reviews, to ensure...? We are seeking a dedicated individual to join our team as a Compliance Assurance Officer. In this role, you will be responsible...

Compliance Assurance Officer Company: Morson Talent (Recruitment Agency for Severn Trent Green Power) Location... with Severn Trent Green Power, is seeking a diligent and detail-oriented Compliance Assurance Officer to join our team. In...

The Compliance Assurance team supports OSB Group plc by completing targeted Thematic Reviews and Customer Journeys... to achieve the agreed Compliance Assurance Annual Plan and ensuring that the business operates within the law and regulations...

Supervisor (Bicknor, Kent, UK) Your Mission The Quality & Compliance Controller will conduct and manage fruit testing... Assurance, Glass, Plastic Audits, GMP Tours CCP checks and validation COVID Secure Audit Compliance H & S compliance, Factory...

a compliance function, ideally within an FCA regulated business. As a Compliance Officer you will: Conduct file checks...We have an exciting role available for a Compliance Officer, working for a well-established company working with the...

, reliable, valued and timely assurance to the Board, senior management and regulators of Citigroup and Citibank... (and its subsidiaries), over the effectiveness of culture, ethical conduct, governance, risk management, and controls that mitigate current...

: Serves as a Compliance Surveillance Analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible... compliance group in evaluating surveillance results for potential problems, communicating surveillance findings to management in...

and compliance in Barbon and specific reporting in respect of key areas e.g. Conduct Risk & TCF Providing compliance support..., and a passion for excellence. We are seeking a highly motivated and experienced Head of Compliance to oversea and enhance...