COMPLIANCE ASSURANCE AND CONDUCT jobs in UNITED KINGDOM, United Kingdom

from maternity leave they will lead compliance with our conduct regulatory requirements for both our investments and payment... with compliance with conduct rules and requirements relating to investment firms. This role will give you the opportunity to: Play...

Audit Manager – Conduct & Compliance | S3 | Internal Audit Country: United Kingdom Interested in part-time... independent assurance and challenge the effectiveness of processes and controls across the bank and have exposure to senior...

Job Description Summary TITLE: Senior Manager SMR, Colleague Conduct & Whistleblowing Policy, Central Compliance, CCOR LOCATION(S): Edinburgh... Conduct & Whistleblowing Policy team. You'll support the head of function in developing a Conduct & Compliance centre...

. Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...

Job Title: Information Officer - Compliance & Assurance - CTP HQ Salary: The starting salary... support to the Information Access Team (IAT) in the Compliance and Assurance (C&A) Pillar within Counter Terrorism Policing...

: Demonstrable track record in an Assurance or Compliance Monitoring (thematic review) role within an FCA regulated business. Proven...Our client is a well know Financial Services business who are seeking an experienced Compliacnce & Controls Assurance...

: Demonstrable track record in an Assurance or Compliance Monitoring (thematic review) role within an FCA regulated business. Proven...Our client is a well know Financial Services business who are seeking an experienced Compliacnce & Controls Assurance...

stakeholders. Deliver Proactive Compliance Assurance: Conduct proactive assessments of controls, identify areas for improvement... Assurance Approach Own Compliance Assurance Plan: Take ownership of the annual compliance assurance plan, utilizing a risk...

possible, together. Job Description The Associate Director- QA Compliance, will report to the Director of Supplier Management... and Auditing. This key position will conduct GMP audits of Gilead’s global suppliers with a primary focus on external biologics...

as a Senior Compliance Assurance Consultant with our Conduct & Compliance team. Who are we? We want to be the best place... and get a good understanding of how things are working. The aligned Compliance Assurance Manager provides support, guidance...

Responsibilities: Conduct timely Compliance Assurance reviews, focusing on Customer Journeys and Thematic Reviews, to ensure...? We are seeking a dedicated individual to join our team as a Compliance Assurance Officer. In this role, you will be responsible...

Compliance Assurance Officer Company: Morson Talent (Recruitment Agency for Severn Trent Green Power) Location... with Severn Trent Green Power, is seeking a diligent and detail-oriented Compliance Assurance Officer to join our team. In...

with the Bank’s regulated activities, and driving a culture of compliance and ethical conduct in the Bank. What we’ll...Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title...

The role The Senior Information Security Risk and Compliance Analyst will lead on identifying, reporting and acting... Information Risk and Compliance Analyst to join our growing team. This is not a hands-on technical role however, some high-level...

’s regulated activities, and driving a culture of compliance and ethical conduct in the Bank. Compliance also aims to provide...Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP...

’s regulated activities, and driving a culture of compliance and ethical conduct in the Bank. Compliance also aims to provide...Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP...

and Compliance QA to join our growing Technical team. As a Systems and Compliance QA you will drive compliance and improvements... driving the Quality Culture across site. As a Systems and Compliance QA some of the responsibilities will be to: Support in...