COMPLIANCE ASSURANCE AND CONDUCT jobs in UNITED KINGDOM, United Kingdom #4

Working hours: Monday to Friday, 08:00-16:30 We are currently recruiting for a Compliance Auditor for our client in... Salisbury. You will be responsible for providing comprehensive auditing support to the Compliance Manager and supporting the...

lifecycle. Conduct analysis of CRM systems to assess compliance with regulations and company policies. Prepare and present... project status reports, metrics, and compliance findings to senior management and stakeholders. Implement quality assurance...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title... has arisen in our London office for a Compliance Manager to join the Equities Compliance and Operational Risk team responsible...

. Partners with internal control owners and business areas to conduct walkthroughs, audit readiness exercises, assess control... and program level process/documentation. Develops customer facing materials covering topics related to security, compliance...

for governance to ensure that any emerging risks in respect of the AR network's compliance (including from regulatory, conduct... Appointed Representative - Compliance Oversight Manager to join their team. As the Compliance Oversight Manager...

Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial Conduct...). Oversee the implementation by the business and effectiveness of the compliance framework and provide assurance and regular...

) to provide a high level of safety and compliance assurance: Monitoring and enhancing the aviation management system (MS...This is a regional, vitally important role to maintaining and continuously improving Bristow Group’s compliance...

Transport Compliance Administrator to join our Feltham team. You will be working 48 hours a week, predominantly Monday to Friday... Workplace pension A 24/7 online GP service, life assurance and a fully comprehensive employee assistance programme Access...

for governance to ensure that any emerging risks in respect of the AR network’s compliance (including from regulatory, conduct... Appointed Representative - Compliance Oversight Manager to join their team. As the Compliance Oversight Manager...

Identify and flow down applicable compliance requirements to the business, Provide assurance of functional audit... compliance to business management system processes, Generate business management system performance metrics output reports...

Supervisor (Bicknor, Kent, UK) Your Mission The Quality & Compliance Controller will conduct and manage fruit testing... Assurance, Glass, Plastic Audits, GMP Tours CCP checks and validation COVID Secure Audit Compliance H & S compliance, Factory...

Job Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... Compliance and Operational Risk (“GCOR”) is responsible for second line coverage of technology built, bought and used by Global...

Health and Safety Compliance Officer Health & Safety Advisor Are you an enthusiastic Health & Safety professional... to drive forward the Trust's standards and culture by helping to ensure compliance in key areas including general health...

framework. Duties Conduct file checks, departmental assurance, risk, client outcome and third-party due diligence monitoring...’ compliance /quality assurance and or risk management experience, within an FCA regulated business Good understanding of general...

The Group Compliance Function’s aim is to proactively support Willis Towers Watson to generate sustainable value..., helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain...

, including reviewing and approving new products, services, marketing materials and remuneration Conduct compliance-themed...Our client is helping a wealth management firm find a Senior Compliance Advisory Manager to ensure they comply...

successful delivery of the compliance monitoring plan and advancements to our risk management framework. Duties Conduct file checks..., record keeping and maintenance Skills/Knowledge Minimum of 2 years’ compliance /quality assurance and or risk management...