COMPLIANCE ASSURANCE AND CONDUCT jobs in ENGLAND, United Kingdom

Audit Manager – Conduct & Compliance | S3 | Internal Audit Country: United Kingdom Interested in part-time... independent assurance and challenge the effectiveness of processes and controls across the bank and have exposure to senior...

Santander

. Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...

MUFG Investor Services

Group Conduct Officer Manager, who reports to the Group Head of Compliance. This role partners with our Schemes & Affinities...Location : London, UK Job Advert The role The role sits within GRC (2LOD) in the Compliance team and reports to the...

PIB Group

Job Title: Information Officer - Compliance & Assurance - CTP HQ Salary: The starting salary... support to the Information Access Team (IAT) in the Compliance and Assurance (C&A) Pillar within Counter Terrorism Policing...

Metropolitan Police

: Demonstrable track record in an Assurance or Compliance Monitoring (thematic review) role within an FCA regulated business. Proven...Our client is a well know Financial Services business who are seeking an experienced Compliacnce & Controls Assurance...

Merje

: Demonstrable track record in an Assurance or Compliance Monitoring (thematic review) role within an FCA regulated business. Proven...Our client is a well know Financial Services business who are seeking an experienced Compliacnce & Controls Assurance...

Merje

possible, together. Job Description The Associate Director- QA Compliance, will report to the Director of Supplier Management... and Auditing. This key position will conduct GMP audits of Gilead’s global suppliers with a primary focus on external biologics...

Gilead

Compliance Assurance Officer Company: Morson Talent (Recruitment Agency for Severn Trent Green Power) Location... with Severn Trent Green Power, is seeking a diligent and detail-oriented Compliance Assurance Officer to join our team. In...

Morson Talent

Job Description: Job Title International Private Bank (IPB) Business Line Compliance Location London Corporate.... This position reports directly to the Head of IPB United Kingdom (UK) Compliance who reports into the Regional Head of UK Compliance...

Deutsche Bank

issues. Key Activities include: Developing, implementing, and executing compliance testing, continuous assurance...Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible...

Citigroup

that a comprehensive risk assurance framework is applied to all strategic, financial, operational and compliance risks. - Work with school...SF Recruitment have partnered with an organisation in Edgbaston who are recruiting for a Risk and Compliance Officer...

SF Recruitment

themselves on their inclusive culture? Company perks include 29 days holidays + BH, pension, HYBRID WORKING, life assurance, FREE lunch... & breakfast and many more! Job Title: Compliance Officer Salary: £45,000-£50,000 Location: Farringdon/Barbican Hours: 09...

Office Angels

Conduct oversight of compliance with the Senior Management and Certification Regime process for role applications and changes.... Job Description As a Compliance Assistant, you will be responsible for the management of compliance office activities for the Compliance team...

Together

As a Group Ethics & Compliance Associate you will be responsible for supporting the Group Ethics & Compliance team in... its objectives in an ethical and compliant way. Reporting to the Group Head of Ethics & Compliance Programmes, you will have the...

Entain

, which looks after multiple aspects of internal, market conduct, and consumer protection Compliance, including any associated... following assurance work; Prepare management presentations and communication on regulatory developments and Compliance...

Interactive Brokers

knowledge of regulatory and compliance and models of delivery including advisory, monitoring and assurance processes... and more. The Opportunity The Compliance and Regulation function, sitting in the Legal Operations and Compliance team, operates...

Avios

As our new Compliance Coordinator you will be responsible for ensuring that our Lincoln House manufacturing facility... regulations and maintaining accurate records of compliance you will be an integral member of the team. Location: Birchwood Way...

DFS