COMPLIANCE ASSURANCE AND CONDUCT jobs in United Kingdom #5

-to-face UK Compliance Induction training. Advise internal stakeholders on management of potential conflicts. Conduct... overseeing Delegated Claims Authority (DCA) conduct related performance. Providing Line 2 Compliance advice and independent...

RINA is currently recruiting for a Senior Product Compliance Consultant to join its office in Leatherhead within the... Energy Engineering Solutions Division. Job Overview RINA is a global leader in providing compliance solutions in the...

Compliance Officer in providing the Society with a Risk Assurance function as a 2nd line of defence, to protect both the Society... of conduct and data protection regulatory compliance, in all areas of business operation, to meet all appropriate regulatory...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (Commodities) Location: London...: This role is responsible for assisting the Compliance and Operational Risk team to execute second line of defense compliance...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (FICC) Location: London Title: Up... is responsible for assisting the Compliance and Operational Risk team to execute second line of defense compliance and operational...

compliance programs, identify areas of improvement, and implement necessary changes. Conduct compliance audits and reviews...We are seeking a highly skilled and detail-oriented Compliance Manager to join us at Old Mill. As a Compliance Manager...

compliance programs, identify areas of improvement, and implement necessary changes. Conduct compliance audits and reviews...We are seeking a highly skilled and detail-oriented Compliance Manager to join us at Old Mill. As a Compliance Manager...

compliance programs, identify areas of improvement, and implement necessary changes. Conduct compliance audits and reviews...We are seeking a highly skilled and detail-oriented Compliance Manager to join us at Old Mill. As a Compliance Manager...

compliance programs, identify areas of improvement, and implement necessary changes. Conduct compliance audits and reviews...We are seeking a highly skilled and detail-oriented Compliance Manager to join us at Old Mill. As a Compliance Manager...

planet. All supported by our commitment to safety, compliance, and assurance. Our partnering approach empowers our customers..., ISO27701, ISO22301, Cyber Essential Plus, IASME Governance, and Sarbanes Oxley. Conduct and document internal audits...

a highly skilled individual to join our team as a ESG Compliance and Reporting Officer. This role will be responsible... for identifying, auditing, tracking, and evaluating ESG issues, as well as ensuring compliance with relevant regulations and reporting...

Job Description: Job Title: EAC Compliance & Operational Risk Manager Location: London Company Overview..., driving compliance with applicable laws, rules, and regulations and adhering to policies Engages in activities to provide...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... is responsible for assisting the Compliance and Operational Risk team to execute compliance and operational risk oversight...

manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key... Responsibilities Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely...

manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key... Responsibilities Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely...

their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key Responsibilities... Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely and accurate...

Position title: Trade Compliance Manager EMEA Location: Manchester or Lichfield or London, UK Hamburg or Frankfurt am..., hybrid working system Your Role & Team in a Nutshell As an EMEA Trade Compliance Manager you will be responsible...