SURVEILLANCE COMPLIANCE OFFICER jobs in United Kingdom

Join us as a Trade Surveillance Officer We’ll look to you to be responsible for the monitoring of and handling... compliance with market abuse and relevant market conduct policies You’ll be seen as a surveillance subject matter expert...

choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance... matters as required. To work principally with the Head of Public Markets Compliance Advisory, and Deputy Head of Group...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... is responsible for assisting the Compliance and Operational Risk team to execute compliance and operational risk oversight...

for our client based in Bedford who are looking to appoint a Registration Officer Licensing Compliance for the 3 months ongoing... surveillance as necessary and compliance with the Regulation of Investigatory Powers Act. 4. Allocated tasks in relation to the...

as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly...Job Description: The incumbent will act as a core member of the Business and Functions Compliance team, supporting...

/ Compliance matters including policy implementation, monitoring, auditing, investigations, and delivery of training... Compliance Obligations Manage operational H&S Matters Assist the Group HSE team in supporting internal and external...

monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40... Corporate Grade: F - Officer Reporting Line: (UK Division) LME Operations Location: UK-London Worker Type: Permanent...

Compliance Officer/MLRO (SMF 16/17) Conduct compliance monitoring reviews spanning various areas such as trading, personal...Our client is offering a remarkable opportunity within a global asset management firm. The Group Head of Compliance...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related...

Seven Social Care are currently recruiting for a Youth Offending Team Officer to start a new role in Stockport... and manage a generic caseload of children and young people on statutory orders (including Intensive Surveillance and Supervision...

We have an exciting opportunity for a Business Support Officer/Administrator to work for Merseyside Police out.... PRINCIPAL ACCOUNTABILITIES: Process purchase orders of suppliers and services, ensuring compliance with financial regulations...

Job Title: Technical Officer - Mat cover Location: Homebased with travel to client site Package: circa £45kpa... of any NCR's. Proactive identification of areas of improvement, areas of deviation and areas of best practice in compliance...

Standards, National Standards for Compliance and Audit of Law Enforcement ANPR (September 2020) and the Surveillance Code...1 A Systems Audit Officer is required for Permanent, Part time (25 hours) role paying £32,757.33 (FTE) per annum...

Standards, National Standards for Compliance and Audit of Law Enforcement ANPR (September 2020) and the Surveillance Code...1 A Systems Audit Officer is required for Permanent, Full time opportunity paying £32,757.33 per annum with the...

: As a Health & Safety Officer, your primary responsibilities encompass a broad range of duties aimed at ensuring the safety... site. Your duties extend to working with stakeholders to ensure full compliance with regulatory and regional requirements...