SURVEILLANCE COMPLIANCE OFFICER jobs in LONDON, United Kingdom

to team leads. * The main platforms for Surveillance will be: IMAD, Shield, Discovery Accelerator, Nice Compass, Nice... understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the...

choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance... matters as required. To work principally with the Head of Public Markets Compliance Advisory, and Deputy Head of Group...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... is responsible for assisting the Compliance and Operational Risk team to execute compliance and operational risk oversight...

as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly...Job Description: The incumbent will act as a core member of the Business and Functions Compliance team, supporting...

monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40... Corporate Grade: F - Officer Reporting Line: (UK Division) LME Operations Location: UK-London Worker Type: Permanent...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related...

members of the team who want to contribute to this. The Role The retail security officer will play a critical role in... communication skills, and be able to respond effectively to potential security concerns. The retail security officer will protect...