TRADE SURVEILLANCE OFFICER jobs in United Kingdom

Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40... which are Trade Surveillance, Member Oversight, and Position Surveillance. The team monitors order and trade activity to identify...

Hong Kong Exchanges and Clearing

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...

Bruin Financial

to team leads. * The main platforms for Surveillance will be: IMAD, Shield, Discovery Accelerator, Nice Compass, Nice... enhancement of the current Surveillance set up. The Bank is running concurrent programmes to develop tools to further...

Crédit Agricole CIB

Job Title: Security Officer Location: Tewkesbury, Gloucester - Onsite Compensation: Competitive Salary + Benefits..., and if you join us, you can play your part as a Security Officer at our Ashchurch site. The role As a Security Officer, you'll have a role...

Babcock

industry developments, for example best practices from trade associations and apply and roll these out within the Business.... To assist with the provision of ad-hoc advice to the Public, and Private Markets Groups. To support ongoing surveillance of the...

Compliance Professionals

as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly... staff. UK Surveillance oversight is also a core part of the responsibility embedded in the Business and Functions...

Natixis

monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance... and Surveillance Programme. This includes but is not limited to: Performing comprehensive surveillance and monitoring of processes...

Michael Page

& procedures, overseeing market abuse/trade surveillance, managing regulatory reporting across the group to relevant regulators... policies & procedures Oversee market abuse/trade surveillance Manage regulatory reporting across the group to relevant...

Robert Walters