COMPLIANCE MONITORING AND TESTING jobs in United Kingdom

reporting. Work with the second line monitoring and testing team to ensure effective oversight and assurance arrangements.... For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

Asset Management firm are hiring a Compliance Monitoring Manager on a 12 M FTC (maternity cover) within their dynamic London... reports and regular compliance testing activities. Business partner with high profile and senior level stakeholders...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line...’s first line of defence (1LoD) / business teams. Compliance oversight will cover both assurance reviews and outcomes testing...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line...’s first line of defence (1LoD) / business teams. Compliance oversight will cover both assurance reviews and outcomes testing...

Job Title: Compliance Monitoring Officer Location: London Hybrid 2 days in the office Job Type: Full-time.... Job Description: As a Compliance Monitoring Officer at you will play a pivotal role in ensuring adherence to regulatory requirements and internal...

Compliance Monitoring Programme. Complete testing activity through investigation, review, and analysis across CIS's operational...Job Description: Compliance Monitoring Analyst This is a hybrid position primarily based in Bristol. We're...

Compliance – Surveillance & Monitoring Analyst (FTC) Venn Group are currently recruiting for a long-term contract... achievement of regulatory goals, within a compliance monitoring and/or surveillance capacity. This is a Fixed Term Position (FTC...

Compliance Monitoring Officer-French / German Speaking Role Overview & Purpose A leading wealth management firm..., located in Manchester, is seeking a Compliance Monitoring Officer to join a newly formed European compliance team. The...

Monitoring Officer (CMO, Associate) will fully contribute to the delivery of the firm's compliance monitoring programme... and complete record keeping in alignment with the Compliance Monitoring Specification to evidence the oversight work done in...

/ action closures. Ongoing input of monitoring work to, and maintenance of the Compliance Testing system (CRAFT...Job Description: Newton, Compliance Testing Analyst Newton is a global investment management firm owned by BNY...

Job Description: Job Title: External Monitoring Group (EMG) – Client Surveillance Lead Location: Birmingham... Corporate Title: Assistant Vice President (AVP) Role Description The External Monitoring Group (EMG) is an independent Level...

Key Responsibilities This role reports directly to the Head of Market Activity Monitoring (MAM) for Treasury/Linear...) Production and analysis of the Market Risk indicators and monitoring of their associated limits. Systems: this production...

a pivotal role in enhancing and implementing compliance system monitoring rules. At Binance, we value the versatility... and excel are endless, then Binance is the place for you. Join our dynamic Compliance Department at Binance, where an exciting...

; designing and executing testing to assess Quilter’s compliance; reporting findings to the business, ensuring the focus on the...What the Hiring Manager Says This role will perform financial crime monitoring and thematic review activity...