COMPLIANCE OFFICER – TRADE MONITORING jobs in United Kingdom

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

Join us as a Trade Surveillance Officer We’ll look to you to be responsible for the monitoring of and handling... do As a Trade Surveillance Officer, you’ll be monitoring trading activities and handling escalated cases to ensure adherence...

relationships at all levels in delivering pragmatic and proportionate compliance support, monitoring and training solutions A good... choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance...

or technical trade would be an advantage. Understanding of commercial property statutory compliance. Excellent customer service...Our client, a leading Facilities Management organisation are currently on the search for a Facilities Compliance...

or technical trade would be an advantage. Understanding of commercial property statutory compliance. Excellent customer service...Our client, a leading Facilities Management organisation are currently on the search for a Facilities Compliance...

compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm. The Role: As the Compliance Officer... Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust...

's about the most important thing: it's about life. About the role The Environmental and IMS Compliance Officer supports... collection for proof of compliance for our trade effluent discharge and compliance with our Environmental Permit...

and procedures as well as coordinating and monitoring the effectiveness of compliance support for the UK branch within the framework...Job Description: The incumbent will act as a core member of the Business and Functions Compliance team, supporting...

out daily surveillance tasks, including the monitoring of order and trade activity and working with the Position..., or other quantitative subjects with strong computer literacy. Preferred Knowledge and Experience Trade monitoring experience (desirable...

Compliance Officer/MLRO (SMF 16/17) Conduct compliance monitoring reviews spanning various areas such as trading, personal... standards. Your role will involve conducting comprehensive compliance monitoring reviews, drafting and maintaining policies...

with the Compliance Monitoring Manager to investigate and address potential vendor fraud and other compliance issues identified... in monthly compliance monitoring processes. Collaborate with global Strategic Sourcing team to ensure appropriate...

review of trade reconciliations, ensuring compliance with regulatory and associated Treasury limits. Also encompasses the... Officer. This is a varied role which includes responsibility for performing the duties of the Treasury Back Office function...

review of trade reconciliations, ensuring compliance with regulatory and associated Treasury limits. Also encompasses the... Officer. This is a varied role which includes responsibility for performing the duties of the Treasury Back Office function...

of Weatherford’s global radiation strategy, supporting, advising and monitoring the implementation and compliance with the company.... Supports the Legal, Facilities, Compliance and Assurance departments as required. Ensure compliance with any additional trade...

SENIOR HEALTH & SAFETY OFFICER REDDITCH UP TO £45,000 + FANTASTIC DEVELOPMENT & PROGRESSION + BENEFITS THE... & Safety Advisor, Health & Safety Officer, HSE Advisor, HSE Officer or from a similar background in Health, Safety...

Summary: The Senior Issued Guarantees Officer is responsible for the end to end processing of Guarantees and SBLC... and SBLC's, to ensure legal acceptability, and compliance with the Bank's standards. To verify client instructions...