SMCR jobs in United Kingdom #2

regulatory obligations under the Senior Manager and Certification Regime (SMCR) Provide hands-on guidance, support... and monitoring on all aspects of SMCR to ensure CIB meet Group and FCA expectations regarding the Certified population identification...

and know your customer regulations. Managing the complete SMCR process for new promotions, new joiners, and the annual...

required framework under SMCR. Ensuring collaboration between the People and Culture, Compliance and Company Secretarial teams to ensure... timely completion of SMCR related tasks. Supporting the ongoing regulatory requirements (e.g. regulatory applications...

) responsibilities and align Senior Manager Certificate Regime (SMCR) success across PAC and M&G Life. You will work directly...

from the Deputy Company Secretary. Financial Services experience, including an understanding of the SMCR regime (desirable...

from the Deputy Company Secretary. Financial Services experience, including an understanding of the SMCR regime (desirable...

and SMCR regulations knowledge would be highly desirable) Excellent self-management i.e., the ability to work independently...

regulatory developments and proposing changes to systems and controls. Undertaking recordkeeping obligations for SMCR.... Conducting ad hoc analysis, reporting, and monitoring as requested. Supporting SMCR-related projects to enhance or develop...

’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime (SMCR.... We’ll provide training on what holding a SMCR role means when you join us and annually thereafter. Aviva...

of larger tasks or projects e.g. SMCR administration and administration/HRIS change projects for the HR Support team. Skills...

and know your customer regulations. Managing the complete SMCR process for new promotions, new joiners, and the annual...

FCA Handbook including AIFMD, SMCR, MIFID II, IFPRU, and the financial promotions regime under COBS 4 and Consumer Duty...

FCA Handbook including AIFMD, SMCR, MIFID II, IFPRU, and the financial promotions regime under COBS 4 and Consumer Duty...

of ER policies Awareness of SMCR and wider FCA regulation (including Consumer Duty) Skills Excellent communication skills...

enviroment. SMCR certification experience Be able to demonstrate an ability to build productive working relationships...

Consultant to join the department. This role will monitor Senior Manager & Certified Regime (SMCR) and Material Risk Taker (MRT... Regulation team, managing incoming queries and escalating as required. Key responsibilities will include: Lead SMCR & MRT...

’s Senior Managers and Certification Regime (SMCR). This means that we’ll need to complete some regulatory background checks... and proper’ and competent to carry out your role. We’ll provide training on what holding a SMCR role means when...