SMCR jobs in United Kingdom

SMCR Operations Manager Permanent Up to £85,000 Office Location: Central London Hybrid working: 2 days per week in... of an SMCR Specialist to act as the firms SME in this area. The organisation is in an exciting period of its history...

required framework under SMCR. Ensuring collaboration between the People and Culture, Compliance and Company Secretarial teams to ensure... timely completion of SMCR related tasks. Supporting the ongoing regulatory requirements (e.g. regulatory applications...

) responsibilities and align Senior Manager Certificate Regime (SMCR) success across PAC and M&G Life. You will work directly...

from the Deputy Company Secretary. Financial Services experience, including an understanding of the SMCR regime (desirable...

from the Deputy Company Secretary. Financial Services experience, including an understanding of the SMCR regime (desirable...

. Support compliance with SMCR alongside the People Team. Ensure compliance and optimization of new and existing products... requirements, specifically NNRS, NMPIs, CASS, financial promotions, and SMCR. Demonstrable experience in the retail investment...

and SMCR regulations knowledge would be highly desirable) Excellent self-management i.e., the ability to work independently...

and Certification Regime (SMCR). This means that we’ll need to complete some regulatory background checks on you before you take up... to carry out your role. We’ll provide training on what holding a SMCR role means when you join us and annually thereafter...

’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime (SMCR.... We’ll provide training on what holding a SMCR role means when you join us and annually thereafter. Aviva...

regulatory developments and proposing changes to systems and controls. Undertaking recordkeeping obligations for SMCR.... Conducting ad hoc analysis, reporting, and monitoring as requested. Supporting SMCR-related projects to enhance or develop...

of larger tasks or projects e.g. SMCR administration and administration/HRIS change projects for the HR Support team. Skills...

and Certification Regime: This role is deemed a Certification Function under the SMCR, and you will be required to be certified...

and know your customer regulations. Managing the complete SMCR process for new promotions, new joiners, and the annual...

this is a SMCR position and therefore additional background checks will be carried out in accordance with required regulations....

FCA Handbook including AIFMD, SMCR, MIFID II, IFPRU, and the financial promotions regime under COBS 4 and Consumer Duty...

FCA Handbook including AIFMD, SMCR, MIFID II, IFPRU, and the financial promotions regime under COBS 4 and Consumer Duty...

of ER policies Awareness of SMCR and wider FCA regulation (including Consumer Duty) Skills Excellent communication skills...