HEAD OF REGULATORY CONTROLS jobs in United Kingdom

In this role you will be responsible for managing a team of 4 regulatory reporting managers across CTI globally... each of which has regulatory specialists/analysts reporting to them (oversee a department of 19 in total). You will deliver on the transaction...

that regulatory analysis of new products and services are performed and well-documented, and that related controls are implemented... of the regulatory requirements and Regulators' expectations around them. This is a first line Product Compliance team lead...

Our client in the charity sector is looking to appoint an experienced Head of Financial Reporting and Control in... responsibility of all financial reporting and controls. Candidates are required to have a technical accounting background...

and surveillance reports and MI to the Head of Regulatory Compliance and the Compliance Committee. Contribute to the resolution... to lead our Surveillance and Controls Unit. In this role, you will be responsible for developing, implementing, and overseeing...

and a desire to learn and collaborate to your work, this could be the boost your career deserves. Head of Financial Reporting... with Group Finance timetables and standards are met Overseeing the production of group statutory and regulatory reporting...

Job Title: Head of Credit Control Location: East of England, Hertfordshire, Hemel Hempstead Job Type: Permanent.... Stay updated on regulatory requirements and industry best practises in credit management. Required Qualifications...

effective management of technology risks and controls, liaising with all Technology departments and some business functions... this role, you will be responsible for IT Risk, Controls and Secury by Design across MUFG’s banking arm and Securities business...

drawdown notices. Oversight of any investor reporting (e.g. ILPA templates). • Oversight of third-party regulatory reporting... Operations team. Ownership of controls and process documentation. Qualifications Bachelor's degree with an Accounting...

level. Oversee Management Accounting including cost management, invoice controls, external audit support, tax..., and regulatory data submissions. Provide regulatory operations, including MiFID/R T+1 transaction reporting and supporting the...

an Regulatory Reporting Manager, reporting to the Global Shares Head of Client and Assets, to join our team based in Europe... Head of Client and Assets and the Head of Execution and Regulatory Services and internal stakeholders to maintain...

responsibility for keeping people safe and compliant with all regulatory, claims, and underwriting controls, we’ve got opportunities... by our Risk function. From Regulatory Liaison, Regulatory Advice and Compliance Management Information to Privacy and Data...

Middle Office (IMOS) organization, reporting directly to the Head of Securities Services Operations. The individual... multiple regions, building and sharing best practices combined with optimal and sustainable delivery/controls framework. The...

Head of Compliance Systems & Analytics Location: London Here's what you'll be doing Lead the team responsible... are aligned with compliance stakeholders (MLRO; Regulatory Compliance; Sanctions; Compliance Operations; GDPR) and are clearly...

We are currently looking to hire a Group Head of Financial Compliance & Tax to join Torus! This role is based in... Liverpool with travel to other sites in the North West required. Reporting to the Group Finance Director, the Group Head...

Group Head of Finance £Excellent six figure salary + Bonus + Benefits London (Hybrid role) THE COMPANY... everything they do. Reporting to the CFO, the Group Head of Finance is responsible for the effective day-to-day operation and oversight of the...

and Resilience as the Head of Operational Resilience. You will be responsible for defining, refining and implementing an Operational... Strategy, Framework, and Policy, in alignment with UK regulatory and AZ Group requirements Defining and refining key...

Head of Internal Audit, COO and Transformation Paris – France or London – United Kingdom Responsibility to lead... team and global Head of IT Audit to ensure awareness of issues relevant to the control environment of AXA XL, share...