COMPLIANCE MONITORING OFFICERS jobs in LONDON, United Kingdom

assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual... Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with scoping...

managers absence. To complete quality assurance on the work carried out by the Compliance Monitoring Officers providing... Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the... Central Monitoring Team. Their main responsibilities will include assisting the Monitoring Manager in undertaking specific...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line..., conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance’s Monitoring Plan (CMP). Proven...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

's compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance Monitoring...THE COMPANY: Our client is an international bank based in the City. They are looking to hire a Compliance Officer...

relationships at all levels in delivering pragmatic and proportionate compliance support, monitoring and training solutions A good... choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance...

JOB TITLE: Temporary Accommodation Compliance Officer LOCATION: Ealing W5 2HL (Hybrid working, 2 days office, 3 home... for monitoring the management services provided by Private Sector Leasing suppliers and other relevant schemes to ensure contractual...

Role Purpose The Compliance and Monitoring Officer (CMO) will be responsible for ensuring all properties within the... compliance requirements for residential lets Understanding and experience of local authority owned companies Contract...

development and deployment of the Compliance monitoring program for the Group Assist in developing Management Information Systems...-department projects to ensure compliance with the new requirements. Monitoring and updating external registers/filings...

to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...Join us as a Compliance Officer, with a focus on sanctions and financial crime. Reporting directly to our CCO...

. This will involve developing relevant local compliance policies and procedures as well as coordinating and monitoring the effectiveness... Compliance team, supporting a broad range of Advisory Compliance activities across the various business units and functional...

compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm. The Role: As the Compliance Officer..., you will join the Global Compliance team reporting to the Head of Compliance Monitoring. · Develop and implement compliance monitoring...