COMPLIANCE MONITORING OFFICER jobs in GREATER LONDON, United Kingdom

Monitoring Officer (CMO, Associate) will fully contribute to the delivery of the firm's compliance monitoring programme... and complete record keeping in alignment with the Compliance Monitoring Specification to evidence the oversight work done in...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line..., conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance’s Monitoring Plan (CMP). Proven...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions...

Job Title: Compliance Monitoring Officer Location: London Hybrid 2 days in the office Job Type: Full-time.... Job Description: As a Compliance Monitoring Officer at you will play a pivotal role in ensuring adherence to regulatory requirements and internal...

Role Purpose The Compliance and Monitoring Officer (CMO) will be responsible for ensuring all properties within the... compliance requirements for residential lets Understanding and experience of local authority owned companies Contract...

Job Advert: Contract Compliance Officer - Leisure and Culture Services Location: Richmond and Wandsworth, London... available for a Contract Compliance Officer in the vibrant borough of Richmond & Wandsworth, London! As the Contract Compliance Officer...

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP... programme + 2 days’ volunteering leave per year Your key responsibilities Supporting the global Compliance Monitoring...

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP... programme + 2 days’ volunteering leave per year Your key responsibilities Supporting the global Compliance Monitoring...

for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up.... As part of the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

to: Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks...Our Client Rutherford is currently partnered with an elite private equity firm that are looking to hire a Compliance...

Job Title: Senior Advisory Compliance Officer Contract Type: Time Type: Full time... development and deployment of the Compliance monitoring program for the Group Assist in developing Management Information Systems...

Compliance seeks a Compliance Officer to support PGIM Marketing Compliance. Based in London, you will be part of the team... are met in marketing materials. Assisting with the monitoring, tracking, and communicating developments in EMEA regulation...

Join us as a Compliance Officer, with a focus on sanctions and financial crime. Reporting directly to our CCO... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...