COMPLIANCE MONITORING OFFICER jobs in GREATER LONDON, United Kingdom #3

as well as coordinating and monitoring the effectiveness of compliance support for the designated Banking business within the framework of the... and Functions Compliance team and will be the lead contact for Business Compliance activities in relation to the designated Banking...

to Chief Compliance Officer To provide a key point of contact between the Marketing business lines and Compliance. The... maintenance and revision of applicable policies and documents; Assist the Compliance monitoring team with periodic compliance...

My client is a leading Fintech Payments Company Reporting to the Chief Risk and Compliance Officer, the Compliance... Officer will have an active role in driving the company's compliance strategies and plans. This role is ideal...

with Regional and Global OBIE Business Partners, the OBIE Assurance & Operations team, and the Chief Compliance Officer in enhancing...Job Description Overview Vertex Pharmaceuticals Europe Ltd. is seeking an experienced Compliance professional...

and assessment, monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation... with the coverage of Corporate Treasury and Executive Office. The role of this Compliance Officer is to articulate and maintain...

and assessment Monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation...: At least 6-8+ years of work experience as a compliance officer or in a risk management role preferably focused on operational...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible... for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions...

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client... is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...

. Leads on the documentation of compliance monitoring, as well as communication to the business of findings and appropriate... and interface with all levels of the organisation including the Commitments Monitoring Officer. Excellent presentation skills...

Reporting Officer) positions. This strategic role involves developing, implementing, and maintaining robust compliance policies... best practices. Manage all aspects of compliance, including regulatory licenses, monitoring policies, conducting audits, and leading...

to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime... Risk, Core Compliance and Wealth Management. What you’ll do Undertaking on-going desk-based monitoring of trading...

. Reporting to the Ripple Group's Chief Compliance Officer in the United States, you will implement and maintain the local AML/CTF... local registrations and authorisations. In coordination with the Chief Compliance Officer, build local compliance...

Job Description: Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop... and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify...

start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible... line with the execution of the Compliance Monitoring Program (CMP). Reviewing and approving financial promotions...

. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring... line with the execution of the Compliance Monitoring Program (CMP). Reviewing and approving financial promotions...

Head of Compliance & Money Laundering Reporting Officer - Birmingham or London, UK (hybrid) Salary: up... Job Summary - Head of Compliance & Money Laundering Reporting Officer You will play a crucial role in ensuring Saible achieves...

Compliance, to join our high-performing UK Risk and Compliance team. You will report to the PPUK Chief Compliance & Risk Officer... and is critical to support the growth of the PayPal business across in the UK. You will be accountable to develop PPUK’s Compliance...