COMPLIANCE MONITORING AND TESTING jobs in GREATER LONDON, United Kingdom

reporting. Work with the second line monitoring and testing team to ensure effective oversight and assurance arrangements.... For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

Risk Oversight. Core Responsibilities include: The Privacy Manager for Monitoring and Testing will be responsible... for performing the monitoring and testing activities within the organization's privacy program. The Manager will develop...

assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual... Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with scoping...

Asset Management firm are hiring a Compliance Monitoring Manager on a 12 M FTC (maternity cover) within their dynamic London... reports and regular compliance testing activities. Business partner with high profile and senior level stakeholders...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line...’s first line of defence (1LoD) / business teams. Compliance oversight will cover both assurance reviews and outcomes testing...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...

Job Title: Compliance Monitoring Officer Location: London Hybrid 2 days in the office Job Type: Full-time.... Job Description: As a Compliance Monitoring Officer at you will play a pivotal role in ensuring adherence to regulatory requirements and internal...

Compliance – Surveillance & Monitoring Analyst (FTC) Venn Group are currently recruiting for a long-term contract... achievement of regulatory goals, within a compliance monitoring and/or surveillance capacity. This is a Fixed Term Position (FTC...

for As a Compliance Risk Testing Analyst you will: Lead process walkthroughs and design monitoring and testing activities for areas...Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals...

/ action closures. Ongoing input of monitoring work to, and maintenance of the Compliance Testing system (CRAFT...Job Description: Newton, Compliance Testing Analyst Newton is a global investment management firm owned by BNY...

, including, Risk and Compliance, Business Support and Internal Audit in all matters pertaining to monitoring and Investment... risk analysis, and other desk-based monitoring methods, of RBC Brewin Dolphin's (RBC BD) Front Office client advice...

Key Responsibilities This role reports directly to the Head of Market Activity Monitoring (MAM) for Treasury/Linear...) Production and analysis of the Market Risk indicators and monitoring of their associated limits. Systems: this production...

; Ensure transaction alerts are cleared or escalated appropriately; Ensure compliance with transaction monitoring and KYC AML...The transaction monitoring team will provide the ability for The Company to service clients of different entities. The...

quality testing and monitoring devices, maintenance of hoses, fittings and specialist vehicles. In conjunction.... A specialist skill set in pressure management and testing is required. The role will involve the commissioning of newly...

and certification programs, including the coordination, execution and monitoring of controls testing, exceptions and remediation... and appropriately accessible. Contribute to on-going efforts to standardize and improve audit readiness testing techniques...

Role Purpose The Compliance and Monitoring Officer (CMO) will be responsible for ensuring all properties within the.... The CMO will be expected to liaise with contractors, tenants and freeholders to arrange the testing and inspections...