COMPLIANCE OFFICER MONITORING jobs in GREATER LONDON, United Kingdom

Monitoring Officer (CMO, Associate) will fully contribute to the delivery of the firm's compliance monitoring programme... and complete record keeping in alignment with the Compliance Monitoring Specification to evidence the oversight work done in...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies..., apply now. Home Vacancy Description : Senior Compliance Monitoring Officer 019023 Lisa Tompkins...

Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the... Central Monitoring Team. Their main responsibilities will include assisting the Monitoring Manager in undertaking specific...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line..., conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance’s Monitoring Plan (CMP). Proven...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions...

Job Title: Compliance Monitoring Officer Location: London Hybrid 2 days in the office Job Type: Full-time.... Job Description: As a Compliance Monitoring Officer at you will play a pivotal role in ensuring adherence to regulatory requirements and internal...

Monitoring Officer. Join our newly formed Customer Insight, Information & Investigations team and help us to improve customer... services across Havering. As a Results and Service Improvement Monitoring Officer, you will be responsible for analysing data...

Monitoring Officer. Join our newly formed Customer Insight, Information & Investigations team and help us to improve customer... services across Havering. As a Results and Service Improvement Monitoring Officer, you will be responsible for analysing data...

THE COMPANY: Our client is an international bank based in the City. They are looking to hire a Compliance Officer...'s compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance Monitoring...

Role Purpose The Compliance and Monitoring Officer (CMO) will be responsible for ensuring all properties within the... compliance requirements for residential lets Understanding and experience of local authority owned companies Contract...

to: Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks...Our Client Rutherford is currently partnered with an elite private equity firm that are looking to hire a Compliance...

Job Title: Senior Advisory Compliance Officer Contract Type: Time Type: Full time... development and deployment of the Compliance monitoring program for the Group Assist in developing Management Information Systems...