COMPLIANCE CLIENT MONEY OVERSIGHT jobs in UNITED KINGDOM, United Kingdom

The role Our Platform, Your Opportunity We are recruiting a Client Money Officer to join our Finance Compliance... chosen candidate will collaborate closely with the Senior Client Money Officer to ensure compliance with the Solicitor...

: Regulatory Responsible for the collation (including upkeep of documentation) and accurate submission of the CMAR (Client Money... with regulatory requirements and provide sufficient control and oversight to the client asset rules from a Transaction Management...

and oversight of compliance processes across stakeholder groups including the CASS Resolution Pack and the Client Money & Assets... liaison to the regulator on matters relating to Client Money and Assets and become the appointed CASS Oversight Officer...

industry level challenges, discussion points and solutions. Prior exposure to Client Money (CASS) and/or rebate processing...In this role you will be part of the TA Oversight UK team, overseeing day to day controls and administrative tasks...

and Client Money. To be successful in this role, we’re seeking the following: Bachelor's degree or equivalent combination...Job Description: Global Asset Safety Oversight – Control Manager Bring your ideas. Make history. BNY Mellon offers...

Compliance reports and present to client boards Provide regulatory support and oversight to clients and employees Identify...My client in Jersey is looking for a Client Compliance Manager. The purpose of this position is to act as a client...

Compliance reports and present to client boards Provide regulatory support and oversight to clients and employees Identify...My client in Jersey is looking for a Client Compliance Manager. The purpose of this position is to act as a client...

& Money Laundering Reporting Function, Compliance Oversight Function. Maintain and revise policies and procedures. Supervise...THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance...

and MI in relation to compliance activities to governance committees/bodies as required. Provide compliance CASS oversight..., attending meetings where required, and assist the CASS Team with any Compliance related CASS queries. Provide oversight of the...

of TCF are being met. Assist with advice/guidance to the business and oversight of the handling of key areas of Compliance..., including client money, financial promotions, and product governance etc., and ensure that employees are made aware...

-Money Laundering (AML) and trade controls (sanctions and export controls) compliance programs Participate in the periodic.... We navigate the dynamic risk landscape across the areas of risk management, confidentiality & privacy, cyber security oversight...

seamless onboarding, rapid integration, and compliance -190+ Pay Out Markets - 100+ in real time -35+ Pay In Markets -30... way to send money across borders. We are co-headquartered in San Francisco and Singapore, with regional offices in...

to fintech environments and start-ups -Assume the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer... within our client's organisation. This role requires a hands-on approach and a deep understanding of compliance frameworks tailored...

Conduct Authority (FCA), and experience in holding the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting...Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial...

Conduct Authority (FCA), and experience in holding the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting...Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial...

with existing client account internal policies and external requirements such as client money protection, PCI compliance, record... and maintaining a reduced number of client accounts with appropriate controls, processes and oversight with particular focus on cost...

Job Description: Job Title: External Monitoring Group (EMG) – Client Surveillance Lead Location: Birmingham... 1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance...