We are searching for a Cass Oversight Officer to join our growing UK business. Key responsibilities Act as the... liaison to the regulator on matters relating to Client Money and Assets and become the appointed CASS Oversight Officer...
Michael Page. The role provides support to the Client Asset Oversight Officer (“CAOO”) and is based within the ring-fenced Group of HSBC... an appropriate level of oversight is maintained over the firm’s CASS processes and controls and any deficiencies are identified...
HSBC, outsourcing oversight and regulatory filings will be particularly helpful. From time to time assistance may... handbook such as COBS, COLL, PROD, MAR, SYSC, CASS, SUP and MIFIDPRU. Awareness of EU requirements such as MIFID II, UCITS...
State Street