CASS OVERSIGHT MANAGER jobs in UNITED KINGDOM, United Kingdom

and oversight. In the short term this role will provide maternity cover for an existing Snr. Compliance Manager. When they return.... For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support...

. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising... our customers achieve their life goals Manage relationships across the business Provide compliance oversight of investing products...

-to-day client money responsibilities with oversight from the Financial Controller and Head of Compliance and indirectly... as required) Implement and provide day to day oversight of client money processes across the business including the Client Asset Sourcebook...

, you will be responsible for: Oversight and approval of daily client money and custody asset reconciliations. Preparation of monthly CMAR... reports. Ensuring client money and asset procedures comply with CASS and are kept up to date. Maintaining the CASS...

. Reporting to the CASS manager, you will be responsible for ensuring reconciliations, funding decisions and oversight tasks...CASS Analyst – Salary circa £35,000 This is a great opportunity for someone looking to build a career in financial...

Maldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market... is also available due to an internal promotion. The ideal candidate will have several years of experience in a CASS Oversight function...

manager focused on delivering global investment management excellence and retirement services that investors can rely... with us. POSITION PURPOSE The Transfer Agency Oversight Specialist is responsible for supporting the overall monitoring and management...

position will report into Global Asset Safety - CASS and GAS Risk and Control Lead Manager – Reg Oversight Management (based in.... Be proactive in escalating any issues with manager. Perform and enhance where necessary oversight duties in relation to both CASS...

and Control Oversight to join our Operations - Global Asset Safety - CASS and GAS Risk and Control team. This role is located in... UK, Manchester - HYBRID. The position will report into Global Asset Safety - CASS and GAS Risk and Control Lead Manager...

and MI in relation to compliance activities to governance committees/bodies as required. Provide compliance CASS oversight..., attending meetings where required, and assist the CASS Team with any Compliance related CASS queries. Provide oversight of the...

Job Description Summary TITLE: Senior Manager Compliance Policy & Traceability, Central Compliance LOCATION(S): Edinburgh, Glasgow, Leeds... and control owners to deliver great customer outcomes! We’re looking for a Senior Manager Compliance Policies & Traceability...

. For everyone, everywhere. More about . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... manage and strengthen the team's approach to managing the regulatory risks, their governance and oversight. In the short...

Governance and Controls Manager This is a great job for someone who is well organised with good time management... oversight and governance, whilst at the same time working with the Depositary and external suppliers to produce effective...

statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the..., governance structures, CASS / Safeguarding footprints, and providing recommendations to senior stakeholders on gaps...

statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the..., governance structures, CASS / Safeguarding footprints, and providing recommendations to senior stakeholders on gaps...

statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the..., governance structures, CASS / Safeguarding footprints, and providing recommendations to senior stakeholders on gaps...

through good controls, embedding that culturally, and ongoing management / oversight of the risk framework. We’ll expect... and their teams to strengthen the risk and controls culture while developing and enhancing the management and oversight of the risk...