COMPLIANCE CLIENT MONEY OVERSIGHT jobs in LONDON, United Kingdom

Maldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market... Functions (CF10a) DESIRABLE Salary: The Group Client Money and Assets Oversight Manager role has a base salary of c...

and oversight of compliance processes across stakeholder groups including the CASS Resolution Pack and the Client Money & Assets... liaison to the regulator on matters relating to Client Money and Assets and become the appointed CASS Oversight Officer...

industry level challenges, discussion points and solutions. Prior exposure to Client Money (CASS) and/or rebate processing...In this role you will be part of the TA Oversight UK team, overseeing day to day controls and administrative tasks...

& Money Laundering Reporting Function, Compliance Oversight Function. Maintain and revise policies and procedures. Supervise...THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance...

and MI in relation to compliance activities to governance committees/bodies as required. Provide compliance CASS oversight..., attending meetings where required, and assist the CASS Team with any Compliance related CASS queries. Provide oversight of the...

of TCF are being met. Assist with advice/guidance to the business and oversight of the handling of key areas of Compliance..., including client money, financial promotions, and product governance etc., and ensure that employees are made aware...

seamless onboarding, rapid integration, and compliance -190+ Pay Out Markets - 100+ in real time -35+ Pay In Markets -30... way to send money across borders. We are co-headquartered in San Francisco and Singapore, with regional offices in...

to fintech environments and start-ups -Assume the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer... within our client's organisation. This role requires a hands-on approach and a deep understanding of compliance frameworks tailored...

with existing client account internal policies and external requirements such as client money protection, PCI compliance, record... and maintaining a reduced number of client accounts with appropriate controls, processes and oversight with particular focus on cost...

more judgemental Client Assets, Payment Services and E-money rules; Reviewing control environments, risk frameworks, operating models...Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation...

and meet their financial crime compliance obligations for Anti-Money Laundering, Sanctions & Embargoes, Fraud and Anti-Bribery.... Responsible for oversight and technical execution of all compliance, risk and governance advisory work conducted by teams...

and delivery in line with financial forecasts as well as helping coordinate budgets at a client level Leading the oversight... within renewable energy university courses and work placements within Sub Saharan Africa. This is an excellent client-facing...

and oversight to liquidity usage, seeking cost saving opportunities; Manage securities, FX and/or derivatives positions for client... this role our client has said it is essential that candidates: have banking treasury relevant experience have a bachelor...

Economic Crime Assistant Manager Our client, a leading professional services business is looking for an Assistant..., you will support the delivery of financial crime compliance engagements across their portfolio of clients across all sectors, including...

a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships... ensure the robust management of the broader Sanctions Control Framework, in support of this they provide oversight...

and implementation of statutory compliance obligations relating to environmental management and energy compliance. You will be the key... value for money. Work with the Facilities Managers/Technical Services Managers to monitor the effectiveness of the FM...

Our client is looking for a Permanent Project Manager - to overlook Monitoring Surveys Operations on HS2 Project in... Birmingham. Responsibilities: Project Oversight & Strategy: Develop and implement an efficient HS2 project work programme...