HEAD OF COMPLIANCE SMF jobs in LONDON, United Kingdom

A successful MLRO (SMF 17) and Deputy Head of Compliance should have: An academic degree in a related field such as finance, business...Lead the regulatory compliance program within the Investment Banking department. Fulfil the role of MLRO (SMF 17...

A successful MLRO (SMF 17) and Deputy Head of Compliance should have: An academic degree in a related field such as finance, business...This role is a unique opportunity for a driven, seasoned professional to serve as MLRO and Deputy Head of Compliance...

roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence...SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid...

meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of Compliance to lead... growing and well backed Asset Management firm. The Role: As Head of Compliance, you will hold a critical position in...

meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of Compliance to lead... growing and well backed Asset Management firm. The Role: As Head of Compliance, you will hold a critical position in...

This is a stand alone role in the branch of a European Corporate Bank. The role is to be the UK Head of Compliance... and compliance on a regular basis, as per Bank's directions and procedures. SMF 16 & 17|Retail Banking - University degree...

and compliance on a regular basis, as per Bank's directions and procedures. SMF 16 & 17|Retail Banking - University degree... person for the Compliance function within the FCA (SMF 17 and/or SMF 16) will be highly desired. - Excellent organisational...

Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals... with applicable laws, regulations, and internal policies. As part of a collaborative global team, you will contribute to Compliance...

outcomes). Key duties will include: Support the Head of Conduct & Compliance Advice with the management of a high... conduct risk and compliance frameworks and policies. Support the Head of Conduct & Compliance Advice (and team) with the...

outcomes). Key duties will include: Support the Head of Conduct & Compliance Advice with the management of a high... conduct risk and compliance frameworks and policies. Support the Head of Conduct & Compliance Advice (and team) with the...

to ensure their best execution in accordance with regulatory requirements, alongside the Head of Compliance (SMF 17 & 16... offerings. You will report into the Square Banking Global Head of Product based in the USA. You will be part of the leadership...