COMPLIANCE CLIENT MONEY OVERSIGHT jobs in United Kingdom #3

and perform oversight inspection visits to ensure compliance with legislation. The successful candidate will deliver the...Company Description We supervise the island's financial services industry for compliance with both conduct...

We supervise the island's financial services industry for compliance with both conduct and prudential requirements..., and under the anti-money laundering (AML), countering financing of terrorism (CFT), and countering proliferation financing (CPF...

-to-day client money responsibilities with oversight from the Financial Controller and Head of Compliance and indirectly... as required) Implement and provide day to day oversight of client money processes across the business including the Client Asset Sourcebook...

for all economic sanctions compliance matters for client management and key regional. Responsibilities: Supports the development... and are eager to learn. Role Description: This job is responsible for supporting the execution of substantive money laundering...

issues. Creating sustainable practices in our organisation to help save money in the long term and maintain our public image... to improve sustainability performance with the potential to present these findings to the public or an oversight board...

to clients to carry out audits. * Audit members' compliance, with FCA CASS 5 client money rules and internal requirements...This exciting new opportunity has arisen to join a growing Client Money Audit Team, playing a key part in delivering...

to clients to carry out audits. * Audit members' compliance, with FCA CASS 5 client money rules and internal requirements... to join their team. This exciting new opportunity has arisen to join a growing Client Money Audit Team, playing a key part in...

working - with quarterly away days, regular team meeting and face to face client meetings as required 10% contribution... programme; Professional development support, with dedicated allowance of time and money; Life event leave; Cycle to work...

maximising value for money without detriment to quality or scope of service provision Project management or professional FM...'s Ensuring delivery of facilities priorities meet all special security and safety requirements and compliance Manage facilities...

Economic Crime Assistant Manager Our client, a leading professional services business is looking for an Assistant..., you will support the delivery of financial crime compliance engagements across their portfolio of clients across all sectors, including...

a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships... ensure the robust management of the broader Sanctions Control Framework, in support of this they provide oversight...

and implementation of statutory compliance obligations relating to environmental management and energy compliance. You will be the key... value for money. Work with the Facilities Managers/Technical Services Managers to monitor the effectiveness of the FM...

perspective. The Vacancy To oversee all reconciliations conducted by the CASS Reconciliation team to ensure all client money... managing client's money or assets Detail-oriented and organized, with the ability to work independently and meet deadlines...

Our client is looking for a Permanent Project Manager - to overlook Monitoring Surveys Operations on HS2 Project in... Birmingham. Responsibilities: Project Oversight & Strategy: Develop and implement an efficient HS2 project work programme...

, you will be responsible for: Oversight and approval of daily client money and custody asset reconciliations. Preparation of monthly CMAR... reports. Ensuring client money and asset procedures comply with CASS and are kept up to date. Maintaining the CASS...

. This is a front-line role with lots of client contact. Anyone taking up this opportunity can expect to work closely... rate and having "client focus and a pragmatic approach in complicated situations". We are specialists with deep sector...

overseas regulatory and compliance issues, supporting Aviva underwriters and sales staff in the technical overseas aspects... of client and broker presentations and training sessions. The successful individual will also be expected to support...