COMPLIANCE CLIENT MONEY OVERSIGHT jobs in United Kingdom

The role Our Platform, Your Opportunity We are recruiting a Client Money Officer to join our Finance Compliance... chosen candidate will collaborate closely with the Senior Client Money Officer to ensure compliance with the Solicitor...

: Regulatory Responsible for the collation (including upkeep of documentation) and accurate submission of the CMAR (Client Money... with regulatory requirements and provide sufficient control and oversight to the client asset rules from a Transaction Management...

and oversight of compliance processes across stakeholder groups including the CASS Resolution Pack and the Client Money & Assets... liaison to the regulator on matters relating to Client Money and Assets and become the appointed CASS Oversight Officer...

industry level challenges, discussion points and solutions. Prior exposure to Client Money (CASS) and/or rebate processing...In this role you will be part of the TA Oversight UK team, overseeing day to day controls and administrative tasks...

and Client Money. To be successful in this role, we’re seeking the following: Bachelor's degree or equivalent combination...Job Description: Global Asset Safety Oversight – Control Manager Bring your ideas. Make history. BNY Mellon offers...

Compliance reports and present to client boards Provide regulatory support and oversight to clients and employees Identify...My client in Jersey is looking for a Client Compliance Manager. The purpose of this position is to act as a client...

Compliance reports and present to client boards Provide regulatory support and oversight to clients and employees Identify...My client in Jersey is looking for a Client Compliance Manager. The purpose of this position is to act as a client...

seamless onboarding, rapid integration, and compliance -190+ Pay Out Markets - 100+ in real time -35+ Pay In Markets -30... way to send money across borders. We are co-headquartered in San Francisco and Singapore, with regional offices in...

to fintech environments and start-ups -Assume the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer... within our client's organisation. This role requires a hands-on approach and a deep understanding of compliance frameworks tailored...

-Money Laundering (AML) and trade controls (sanctions and export controls) compliance programs Participate in the periodic.... We navigate the dynamic risk landscape across the areas of risk management, confidentiality & privacy, cyber security oversight...

Conduct Authority (FCA), and experience in holding the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting...Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial...

SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer) functions. Key Responsibilities: - Develop...: Our client is seeking an experienced and highly skilled Head of Compliance to lead the compliance function at their St Albans...

Conduct Authority (FCA), and experience in holding the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting...Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial...

operating worldwide. Job Description The Compliance Consultant will be able to independently manage and develop key client... visits/Health check reviews) and take part in the development and oversight of junior colleagues. As a Compliance...

: Compliance, Conduct, Crime, Money laundering, MLRO, SMF16, SMF17, Leadership, Banking, Lending, Challenger The Role... Our expanding Banking client are currently seeking an experienced Head of Compliance & MLRO to take responsibility for leading the...

Compliance professional to assist them in strengthening and improving the oversight of the appointed representative and advisers..., …) Anti-Money Laundering Data Protection Act FCA Conduct Rules A minimum of 5 years' relevant Buy-Side Compliance...

entire business. The framework covers a broad base of financial crimes compliance areas including Anti-Money Laundering..., international money remittance, and commercial banking more broadly, as well as the key financial crime systems and controls...