COMPLIANCE CLIENT MONEY OVERSIGHT jobs in United Kingdom #2

more judgemental Client Assets, Payment Services and E-money rules; Reviewing control environments, risk frameworks, operating models...Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation...

more judgemental Client Assets, Payment Services and E-money rules; Reviewing control environments, risk frameworks, operating models...Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation...

more judgemental Client Assets, Payment Services and E-money rules; Reviewing control environments, risk frameworks, operating models..., investment management, insurance and / or payments/e-money) and how the Client Asset / Safeguarding rules apply to those firms...

months). Role Overview The CASS Operations team ensures the protection of client money and assets. The Associate plays... business compliance with FCA rules related to the Client Asset Sourcebook (CASS). - Performing daily controls...

and meet their financial crime compliance obligations for Anti-Money Laundering, Sanctions & Embargoes, Fraud and Anti-Bribery.... Responsible for oversight and technical execution of all compliance, risk and governance advisory work conducted by teams...

for performing key task validation, authorisation and quality assurance, as well as the administration and oversight of key controls... is required to utilise subject matter expertise to resolve complex client and employee queries, identify operational efficiencies...

, as well as working closely with the client's Estates’ Project and H&S teams to obtain operational insights, ensuring compliance... to improve service, efficiencies and value for money Ensuring Supply Chain Partners deliver outcomes that the client...

. Contribute to overall team growth and expansion of client base. Provide oversight on team utilisation and contribute to ensuring... DESCRIPTION Location(s): Commutable to client offices and sites in the locality of Derby 2-3 days a week, combined with working from home...

, scheduling, risk management, and procurement strategies, aligning with client objectives and RICS standards. Stakeholder... closely with design teams to review and approve office fit out designs, ensuring compliance with RICS regulations, building...

to provide a first-class administration service to both internal and external clients Assisting with client requests, queries... and general client correspondence Processing of new business, re-brokes, scheme renewals, underwriting and claims compliantly...

, reconciling, and accounting for client and corporate money. Ensuring compliance with FCA regulated CASS rules and reporting.... Responsible for the oversight of multiple bank accounts, including client money CASS regulated accounts. Manage a team...

, reconciling, and accounting for client and corporate money. Ensuring compliance with FCA regulated CASS rules and reporting.... Responsible for the oversight of multiple bank accounts, including client money CASS regulated accounts. Manage a team...

Who we're looking for We're looking for someone to provide project management oversight on the Reporting change book... a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet...

and is responsible for ensuring statutory reporting and compliance reporting is completed on time to a high standard, acting as the..., skills, cost, time, risk & location) Provide thought leadership, professional intelligence, management, and oversight...

and delivery in line with financial forecasts as well as helping coordinate budgets at a client level Leading the oversight... within renewable energy university courses and work placements within Sub Saharan Africa. This is an excellent client-facing...

and oversight to liquidity usage, seeking cost saving opportunities; Manage securities, FX and/or derivatives positions for client... this role our client has said it is essential that candidates: have banking treasury relevant experience have a bachelor...

, analysing different sources of market and liquidity risk using state of the art tools and reviewing compliance with risk limits... and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future...