CLIENT MONEY ASSETS CASS jobs in UNITED KINGDOM, United Kingdom

Maldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market... of Client Money and Assets (CMA) Safegarding for all of the firms regulated entities. Responsibilities will include...

months). Role Overview The CASS Operations team ensures the protection of client money and assets. The Associate plays...Job Description Position: CASS Operations Associate Our client An award-winning investment solutions platform...

governance and the controls in place to ensure client money and assets are segregated and protected. Understanding the firm...Job Description We're now looking to recruit a CASS Audit Lead! Reporting to the CASS Manager, the CASS Audit Lead...

and asset flows relating to client money and custody assets while analysing and overseeing all investment operations processes...CASS Analyst – Salary circa £35,000 This is a great opportunity for someone looking to build a career in financial...

(“CASS”) Resolution Pack and the Client Money & Assets (“CMAR”) Return Design and conduct quality assurance testing in... where necessary Preparation of monthly CMAR reports Ensuring client money and asset procedures comply with CASS and are kept up...

liaison to the regulator on matters relating to Client Money and Assets and become the appointed CASS Oversight Officer... and oversight of compliance processes across stakeholder groups including the CASS Resolution Pack and the Client Money & Assets...

reports. Ensuring client money and asset procedures comply with CASS and are kept up to date. Maintaining the CASS... to Client Assets and client money. Preparation of due diligence reports on banks and counterparties. Being able to present...

more judgemental Client Assets, Payment Services and E-money rules; Reviewing control environments, risk frameworks, operating models...Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation...

more judgemental Client Assets, Payment Services and E-money rules; Reviewing control environments, risk frameworks, operating models...Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation...

more judgemental Client Assets, Payment Services and E-money rules; Reviewing control environments, risk frameworks, operating models...Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation...

telephone manner Regulatory knowledge and development skills supporting CASS (Client Assets) in particular: CASS 7 (Client... Money Rules) CASS 8 (Mandates) Beneficial Skills: Excellent working knowledge of Microsoft Excel Qualifications...

supporting CASS (Client Assets) in particular: CASS 7 (Client Money Rules) CASS 8 (Mandates) Beneficial Skills: Excellent...

of FCA CASS rules relating to holding client money and safe custody assets A good knowledge of Excel would be of benefit... are monitored through to completion. Produce the Client Money daily calculation and Client Money related monitoring (including...

reconciliations (CASS) Identifying and managing risks in relation to the management of client assets Identify, document and escalate... an Regulatory Reporting Manager, reporting to the Global Shares Head of Client and Assets, to join our team based in Europe...

of the FCA Client money and asset (CASS) rules. Understanding of asset management and associated regulation Knowledge... and MI in relation to compliance activities to governance committees/bodies as required. Provide compliance CASS oversight...

client assets. Make informed risk decisions and effectively and credibly debate and challenge management recommendations... Understanding of Anti - Money Laundering Regulations Understand CASS rules and how they are applied within own area...