governance and the controls in place to ensure client money and assets are segregated and protected. Understanding the firm...Job Description We're now looking to recruit a CASS Audit Lead! Reporting to the CASS Manager, the CASS Audit Lead...
AJ Bellof the FCA Client money and asset (CASS) rules. Understanding of asset management and associated regulation Knowledge... and MI in relation to compliance activities to governance committees/bodies as required. Provide compliance CASS oversight...
AJ Bell