CLIENT MONEY ASSETS CASS jobs in LONDON, United Kingdom

Maldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market... of Client Money and Assets (CMA) Safegarding for all of the firms regulated entities. Responsibilities will include...

(“CASS”) Resolution Pack and the Client Money & Assets (“CMAR”) Return Design and conduct quality assurance testing in... where necessary Preparation of monthly CMAR reports Ensuring client money and asset procedures comply with CASS and are kept up...

liaison to the regulator on matters relating to Client Money and Assets and become the appointed CASS Oversight Officer... and oversight of compliance processes across stakeholder groups including the CASS Resolution Pack and the Client Money & Assets...

reports. Ensuring client money and asset procedures comply with CASS and are kept up to date. Maintaining the CASS... to Client Assets and client money. Preparation of due diligence reports on banks and counterparties. Being able to present...

more judgemental Client Assets, Payment Services and E-money rules; Reviewing control environments, risk frameworks, operating models...Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation...

reconciliations (CASS) Identifying and managing risks in relation to the management of client assets Identify, document and escalate... an Regulatory Reporting Manager, reporting to the Global Shares Head of Client and Assets, to join our team based in Europe...

of the FCA Client money and asset (CASS) rules. Understanding of asset management and associated regulation Knowledge... and MI in relation to compliance activities to governance committees/bodies as required. Provide compliance CASS oversight...